Epstein Secrets

Number Opening Date (intended/actual) 1 F The 2007 Jeffrey E. Epstein Insurance Trust # 3 10/16/2013 2 F HBRK Associates, Inc 10/16/2013 3 F HBRK Associates, Inc -- Money market 10/16/2013 4 F Darren K. Indyke PLLC 10/16/2013 5 F Darren K. Indyke PLLC -- Money Market 10/16/2013 6 F Darren K. Indyke

Brian M. Biggar :Signature) Brian M. Biggar 10/4/2D:: Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline Lightbody Janice Franklin (Signature) Jacqueline Lightbody Janice Franklin 10/11/2013 11/1/2013 LATAM /INTERNATIONAL APPROVALS Client Facing Profession

arties) Individual's Name: Ghislaine Maxwell - Date of Birth: Country of Residence: Country of Citizenship: Address of primary residence: c/o KIRK Associates 575 Lexington Avenue, 4th R New York NY 10022 USA Profession/Occupation: Tax ID / SSN: Current Employer: Positionifide/Rank: Address of employe

Brian M. Biggar (Signature) Brian M. Biggar 10/3/2013 Regional Office Director: (Signature) AML Business Risk: (Signature) AML Compliance: Jacqueline Lightbody Andrew Kist (Signature) Jacqueline Lighthody Andrew Kisz 1/23/2014 1/23/2014 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP):

from NYSA Arca and that he is not the same individual as the alerted party. According to that email, our Mr. Kahn has been working at his company, HBRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX an

lassification: (dick here for help) Internal Revised_CLEARED_Richard D Kahn rdc alert [I] PWMUS AMLKYC to Amanda Kirby Sent by: Michael Vila Cc: Jacqueline Lightbody, PWMUS AMLKYC, Janice Franklin 11/011201310:54 AM 2 attachments Richard D Kahn rdc alert_l pdf Richard D Kahn rdc alertpdf Classification: For i

from NYSA Arca and that he is not the same individual as the alerted party. According to that email, our Mr. Kahn has been working at his company, HBRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX an

assification: (click here for help) Internal Revised_CLEARED_Richard D Kahn rdc alert [I] PWMUS AMLKYC to Amanda Kirby Sent by: Michael Vila Cc: Jacqueline Lightbody. PWMUS AMLKYC, Janice Franklin 2 attachments Richard D Kahn rdc alert_1.pdf Richard D Kahn rdc alert.pdf Classification: For internal use only H

from NYSA Arca and that he is not the same individual as the alerted party. According to that email, our Mr. Kahn has been working at his company, HBRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX an

Current Classification: (click here for help) Internal Revised_CLEARED_Richard D Kahn rdc alert [I] PWM US AMLKYC t Amanda Kirby Michael Vila Jacqueline Lightbody, PVVMUS AMLKYC, Janice Franklin 2 attachments Richard D Kahn rdc alert_1.pdf Richard D Kahn rdc alert.pdf Classification: For internal use only

ided outside of his/her country of nationality for S years or more El yes @No Profession/Occupabon: Accountant Tax ID / SSN: Current Employer HOOK Associates, Inc Position/Title/Rank: Address of employer: 575 Lexington Avenue, 4th Floor New York NY USA 10022 Does the person work as senior executive of

gar (Signature) Arian M. Biggar 10/4/2013 Regional Office Director: (Signature) AML Business Risk: (Signature) MIL Compliance. Janice Rankin Jacqueline Lightbody (Signature) Janice Franidn Jacqueline L•ghttody 10/17/2013 10/17/2013 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signat

ded outside of his/her country of natlenalky for 5 years or more? No Dyson Profession/Occupation: Accountant Tax ID / 5511: Current Employer KIRK Associates, Inc Position/Trtle/Rank: Address of employer: 575 Lexington Avenue, 4th Floor Monsey NY USA 10022 Does the person work as senio executive of a D

Brian M. Biggar (Signature) Brian M. Biggar 10/23/200 Regional Orrice Director (Signature) AFIL Business Risk, (Signature) AML Compliance: Jacqueline Lightbody Janice Franklin (Signature) Jacqueline Ughtbody Janice Franklin 11/8/3013 11/e/2013 LATAM/ INTERNATIONAL APPROVALS Client Facing Professional

tside of his/her country of natiOnalty for 5 years or mire? No El yes 'IA Profession/Occupation: Accountant Tax ID / SSfl: Current Employer: HEIRK Associates, Inc Position/Trtle/Rank: Address of employer: Does the person work as senio executive of a CO-recognized regulated entity in the financial ndust

) MIL Business Risk: (Signature) MIL Compliance: Gwen Hill orb/o Janke Franldin Jacqueline Ughtbaty (*imbue) Gwen Hill ortalo Janice Franklin Jacqueline Lightbody 3/14/2014 3/14/2014 LATAM/INTERNATIONAL APPROVALS Client Facile Professional (CFP): (Signature) Account Manager: (Signature) Global Market Te

outside of his/her country of natIOnalty for 5 years or wore? No El yes 'fa Profession/Occupation: Accountant Tax ID / SSW Current Employer: HEIRK Associates, Inc Position/Trtle/Rank: Address of employer: Does the person work as senio executive of a CO-recognized regulated entity in the financial ndust

APR Business Risk: (Signature) AelL Compliance: Gwen Hill o/b/o Janke Franldin Jacqueline ughtbody (*imbue) Gwen Hill ortalo Janice Franklin Jacqueline Lightbody 3/14/2014 3/14/2014 LATAM/INTERNATIONAL APPROVALS Client Facile Professional (CFP): (Signature) Account Manager: (Signature) Global Market Te

nsurance Trust #3: 1. Please complete wealth Profile 2. Re-run searches with correct country. Should be US Virgin Islands, not United States. For HBRK Associates, Inc. (both accounts) 1. Please check the Signatory or Full POA box for the signers. For Darren K. Indyke PLLC: 1. Please check the Signatory or Full PO

From: Jacqueline Lightbody [M IMC Sent: 10/9/2013 1:04:50 PM To: Amanda Kirby [ Subject: Your KYC has been rejected Your KYC has been rejected. Case #: WIMP" Relations