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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 20 02
SO t,THERN N LLC. F I DAENT1A L CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Page 3 of 20 Rated tscollerdi [von Year Woos 2007 DAUM. RATED COMMUNCA MN'S rxciurner SDNY_GM_00045631 DB-SDNY-0008455 EFTA_00 156240 EFTA01288603 Portfolio Holdings (continued) U.S. DOLLARS (continued) Date Acquired
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plata, Jersey City, New Jersey 07399; vent .011
00.00 20,783 89 162.500.00 7.82% Page 4 of 19 Account Number. N4G-023804 Go paperless listed tacellordi (very yes. Since 2'007 DAL BAR RATED COMMUNCA MN'S rxertuNer SDNY GM_00046028 DB-SDNY-0008852 EFTA_00 156637 EFTA01289000 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holding
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLD, Legal Department, One Pershing Plaza. Jersey City, New Jersey 07399: (201) 413.3
ZE TRLSI CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Page 2 of 12 Go ErEPiVis ON Fl A L Raid facolloni (very YearSince 2'007 DAL BAR RATED COMMUNCA MN'S rxarturnact SDNY_GM_00047993 DB-SDNY-0010817 EFTA_00158602 EFTA01290630 Deasre OMR 'Sate Wealth Maaagenetel IelamIS (MOP 4.10 °ft.loam% sesa
Entities connected to both the State of New York and COMMUNCA MN'S
Securities Investor Protection Corporation
ORGANIZATION
Ghislaine Maxwell
PERSONPershing
LOCATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATION
George W. Bush
PERSON
Deutsche Bank
ORGANIZATION
Samantha Power
PERSONthe Pershing Customer Service Department
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATION
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATIONClient Service Information
ORGANIZATION
Jeff Sessions
PERSONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATION
Joi Ito
PERSON
CUSTOMS
ORGANIZATIONTAXABLE
ORGANIZATION