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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3
AVE- 3R0 FL NEW YORK NY 13017 Telephone Number: CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 6 of 9 N40-024950 A 130272 CCSF3O00 25 NFIDO. AL- Med hr llent Every Yew Shwa 2007 DAYAR RAI ID COMMLNICATIONS EXCLUENCIE Owing through ewes PIC. • Sally owned subsidiary SIM brat a New Y
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact.information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 073991 Account Nu
partment, One Pershing Plaza, Jersey City, New Jersey 07399; Page 8 of 8 Account Numbeici CO SS1 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) NFIDO. L Rated hernent Every Vox Sine 2007 DAUM, MUD COMMUMCATICMS (MUM( Owing Sae. hakes1SC a wholly owned 'Meer/ of The Bank of New York Mellon em
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3
015,293.74 $16,956,877.14 458,418.00 $0.00 5252,001.40 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 3 of t• AO 10 0 2 C95CSF3O0 0 25 NFIDO. AL- Rated Cacellent Every 'few Shwa 2007 DAUM RAl ID CONVOCATIONS EXCLUDa Owing tlwonsh ',entity PIC a walla craned subsidiary a 11w Bonita Ne
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC. Legal Department. One Pershing Plaza. Jersey City. New Jersey 07399; Account No
ed decision has been submitted by all parties to the Page 16 of 18 CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) Account Number: Stetm CO Mene NFIDO' L-- Rated Eacellent trey Yew Since 2007 OMAR ItaTtO COMMUNICATIONS UMIAK E Clearing through Peaky LLC *lady evened sabtidiery of Me Melt a Ne
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; stctibla
RIM. P. 6(e) 1,226,777.22 USD Edkaaled Yield Page 10 of 28 Account Numbed= 2:ci:c Rated Eacellent Clain/glamor Iambic I1C gala/ evened C 0 NFIDO' oriummanoccmwmAanom cmemmmomvilmeem mamma Per, ltC. mamba remeNittellaieGM—00046592 trey Year Since 2007 istaldlarg of Thalamic al Newercelt M
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 30 of
ty disposal, and this may be reported on the IRS Form 1099.8. Page 20 of 3' Account Number: CO CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) NFIDO =:I Rated Excellent (very Year Since 2007 DALBAR MTV) COMMUNICATONT EXCO.LINCI Clewing through PenhinlIC • Say °mai Meld's." of TM Usk el New
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: Page 30 of
7.37 Please review your allocation periodically with your Investment Specialist. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) BO $302i6r530O 25 NFIDO. L Rated EXCIIiiefit (my Yew Same 2007 MAAR WM COMMUNICATIONS EXCILSOICE Page 1 of 34 °awns thsougt Neaten I.LC. atalayievaned WfrOdialy of The
Entities connected to both the State of New York and NFIDO

JPMorgan Chase
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Ghislaine Maxwell
PERSONPershing
LOCATION
United States
LOCATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATIONJersey City
LOCATION
Deutsche Bank
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Baltimore
LOCATION
Alan Dershowitz
PERSONthe Options Clearing Corporation
ORGANIZATION
Jeff Sessions
PERSONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONClient Service Information
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATION