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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413.333
)30 FO 11/01/13 Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -5,365.67 Dividends and Interest 11101113 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SPARES 5,385 67 USD PHSX 153301.8130 SHRS RD 10130 PD 11101)13 11)15/13 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 993.51 USD DEP
2 mentions1 same-page
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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershin's contact information is as follows: Pershing U.C., Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-33
SITS INTEREST RECEIVED 458997996 BOND INTEREST RECEIVED 46262EAE5 .P MORGAN HIGH YIELD FUND SELECT CLASS 328109.8970 SIRS RD 10130 PD 11101113 P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 204650 1630 SF RS RD 10130 PD 11101/13 1200000 PEABODY ENERGY CORP SR NT 7.375% 11101116 8/E DID 10/12/06 CLB RD 10115 PD 11/01113 BANKAME
2 mentions1 same-page
Page ?Same page
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza. Jersey City. New Jersey 07399; (201) 413433
4000 RD 12127 FO 12/29116 Total Securities Bought and Sold - US DOLLARS 0.00 41,28610 Dividends and Interest 12129/16 CASH DIVIDEND RECEIVED ,P MORGAN FLOATING RATE INCOME FUND SELECT 11,268.40 USD .PH SX SHARES 234716 6350 SHRS RD 12127 PD 12/29/16 12130116 MONEY MARKET FUND DEUTSCHE GOUT CASH 10,908.01 DM INCOME RECEIVED
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2 mentions1 same-page
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enforce an agreement to arbitrate shall not constitute a wart er of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information Is as follows: Pershing LLC, Legal Department, One Pershing Plaza. Jersey City. New Jersey 07399; (201) 413-33
TH PFD 33,945.35 USD C PRK SERK DIV 6.875% PERPETUAL MATY PERPETUAL CALL 111151230 25.00 RD 02105 PD 02116/16 02126116 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 8,142.42 USD ..PHSX 228178.2580 SHRS RD 02/24 PD 02/26116 02/29/16 MONEY MARKET FUND DEUTSCHE GO VT CASH 5,679.03 USD INCOME RECEIVE
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Mutual Connections (76)
Entities connected to both the State of New York and P MORGAN FLOATING RATE INCOME FUND SELECT
Jeffrey Epstein
PERSON472 w/ the·4 w/ P
JPMorgan Chase
ORGANIZATION289 w/ the·4 w/ P
Securities Investor Protection Corporation
ORGANIZATION263 w/ the·4 w/ P
Pershing
LOCATION164 w/ the·3 w/ P
Pershing LLC
ORGANIZATION136 w/ the·4 w/ P
DI
Darren Indyke
PERSON130 w/ the·3 w/ P
Legal Department
ORGANIZATION117 w/ the·4 w/ P
George W. Bush
PERSON104 w/ the·2 w/ P
Jersey City
LOCATION100 w/ the·2 w/ P
Deutsche Bank
ORGANIZATION87 w/ the·2 w/ P
FDIC
ORGANIZATION82 w/ the·2 w/ P
the Pershing Customer Service Department
ORGANIZATION69 w/ the·4 w/ P
the Options Clearing Corporation
ORGANIZATION50 w/ the·3 w/ P
Jeff Sessions
PERSON45 w/ the·4 w/ P
Client Service Information
ORGANIZATION45 w/ the·4 w/ P
THE FEDERAL RESERVE SYSTEM
ORGANIZATION44 w/ the·4 w/ P
THE CLEARING FACILITY
ORGANIZATION42 w/ the·4 w/ P
THE BOARD OF GOVERNORS OF
ORGANIZATION42 w/ the·4 w/ P
CUSTOMS
ORGANIZATION41 w/ the·4 w/ P
TAXABLE
ORGANIZATION40 w/ the·4 w/ P