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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing ILLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-
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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 013-33
age 6 of i6 Account Number: Rated Excellent MOAB ROLL Go paperless Every v«. sine. 2007 HERE N CO Dri S ITIA e DAUM* RATED COMMUNICATIONS EXCIIIENCIE CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) wax mow —,- SDNY_GM_00049150 DB-SDNY-00 11974 EFTA_00159759 EFTA01291403 PA Sac 1776. Osinto
o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Perskiig's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3
h agents use. Page of? ()RA0 ROtt Account Number. N46.026161 Go paperless Rated Excellent Every Yee, Since 2007 OASEIAR RATED COMMUNICATIONS EXCIIIENCIE MM WYE yeantsan nevem nate. meet 000 SDNY_GM_00049694 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0012518 EFTA_00160303 SOUTHERN
Entities connected to both the State of New York and EXCIIIENCIE
Securities Investor Protection Corporation
ORGANIZATIONPershing
LOCATIONPershing LLC
ORGANIZATIONLegal Department
ORGANIZATIONJersey City
LOCATION
FDIC
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Baltimore
LOCATION
Jeff Sessions
PERSONClient Service Information
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONUSAGES
ORGANIZATIONMoney Market Fund
ORGANIZATIONTAXABLE
ORGANIZATIONON PERSHING'S
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONAccount Value
ORGANIZATION