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reement, shall operate as a waiver of that right or power or term. 29. Controlling Law. This Account Agreement shall be deemed to have been made in the State of New York and shall be construed, and the rights of the parties determined, in accordance with the laws of the State of New York and the United States, as am
effect here time te twos. "Applicable Law- shall also include the rules of any national securities association, registered securities exchange or of the Options Cleating Corporation or other clearing organq.ation applicable to the trading of option contracts. 13.AWM-0198 012145 032813 SDNY_GM_00038427 CONFIDENTIAL CONFIDENT
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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Raze, Jersey City, New Jersey 07399; (201)413.333
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Cleating Corporation. Additional information regarding this procedure is available upon written request to your introducing km. Proxy Vote Securities not fully paid for
2 mentions1 same-page
Page ?Same page
reement, shall operate as a waiver of that right or power or term. 29. Controlling Law. This Account Agreement shall be deemed to have been made in the State of New York and shall be construed, and the rights of the parties determined. in accordance with the laws of the State of New York and the United States, as am
ffect trine time te nroe. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Cleating Corporation or other clearing organization applicable to the trading of option contracts. 13.8W/44198 9 012145 032813 CONFIDENTIAL - PURSUANT TO FED. R. CRI
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2 mentions1 same-page
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o enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza. Jersey City. New Jersey 07399; (201) 413433
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Cleating Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
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Mutual Connections (61)
Entities connected to both the State of New York and the Options Cleating Corporation
Jeffrey Epstein
PERSON472 w/ the·2 w/ the
JPMorgan Chase
ORGANIZATION289 w/ the·2 w/ the
Securities Investor Protection Corporation
ORGANIZATION263 w/ the·4 w/ the
the Internal Revenue Service
ORGANIZATION261 w/ the·2 w/ the
Pershing
LOCATION164 w/ the·5 w/ the
United States
LOCATION162 w/ the·2 w/ the
Federal Reserve
ORGANIZATION148 w/ the·2 w/ the
Pershing LLC
ORGANIZATION136 w/ the·4 w/ the
Legal Department
ORGANIZATION117 w/ the·2 w/ the
George W. Bush
PERSON104 w/ the·2 w/ the
Jersey City
LOCATION100 w/ the·2 w/ the
the Pershing Customer Service Department
ORGANIZATION69 w/ the·2 w/ the
Deutsche Bank Securities Inc.
ORGANIZATION64 w/ the·2 w/ the
Baltimore
LOCATION54 w/ the·2 w/ the
Client Service Information
ORGANIZATION45 w/ the·2 w/ the
Jeff Sessions
PERSON45 w/ the·2 w/ the
THE FEDERAL RESERVE SYSTEM
ORGANIZATION44 w/ the·2 w/ the
Joi Ito
PERSON43 w/ the·2 w/ the
the Federal Arbitration Act
ORGANIZATION43 w/ the·2 w/ the
THE CLEARING FACILITY
ORGANIZATION42 w/ the·2 w/ the