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d from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is perman
f this Agreement, the transferee shall succeed to the Capital Account of the transferor to the extent it relates to the transferred Interest. 5.4 Allocation of Net Profit and Net Loss. As of the last day of each Fiscal Period, any Net Profit or Net Loss for the Fiscal Period shall be allocated among and credited to or debited agai
2 mentions1 same-page
Page ?Same page
d from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is perman
f this Agreement, the transferee shall succeed to the Capital Account of the transferor to the extent it relates to the transferred Interest. 5.4 Allocation of Net Profit and Net Loss. As of the last day of each Fiscal Period, any Net Profit or Net Loss for the Fiscal Period shall be allocated among and credited to or debited agai
2 mentions1 same-page
Page ?Same page
d from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is perman
f this Agreement, the transferee shall succeed to the Capital Account of the transferor to the extent it relates to the transferred Interest. 5.4 Allocation of Net Profit and Net Loss. As of the last day of each Fiscal Period, any Net Profit or Net Loss for the Fiscal Period shall be allocated among and credited to or debited agai
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New York
LOCATION233 w/ New·3 w/ Allocation
United States
LOCATION178 w/ New·3 w/ Allocation
Ghislaine Maxwell
PERSON138 w/ New·2 w/ Allocation
Samantha Power
PERSON116 w/ New·3 w/ Allocation
Department of Justice
ORGANIZATION114 w/ New·3 w/ Allocation
Marc Rich
PERSON58 w/ New·3 w/ Allocation
the State of New York
LOCATION51 w/ New·2 w/ Allocation
Wilmington
LOCATION39 w/ New·3 w/ Allocation
JPMorgan Chase
ORGANIZATION26 w/ New·3 w/ Allocation
the Securities and Exchange Commission
ORGANIZATION24 w/ New·3 w/ Allocation
Tokyo
LOCATION22 w/ New·3 w/ Allocation
Mohammed bin Salman
PERSON18 w/ New·3 w/ Allocation
Internal Revenue Service
ORGANIZATION18 w/ New·3 w/ Allocation
New Hampshire
LOCATION17 w/ New·3 w/ Allocation
Federal Reserve
ORGANIZATION14 w/ New·3 w/ Allocation
Cayman
LOCATION12 w/ New·3 w/ Allocation
UBS Securities LLC
ORGANIZATION8 w/ New·3 w/ Allocation
Lehman
ORGANIZATION8 w/ New·3 w/ Allocation
England
LOCATION8 w/ New·3 w/ Allocation
Millennium
ORGANIZATION7 w/ New·3 w/ Allocation