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d from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is perman
ennium Global Estate GP is registered with the CFTC as a commodity pool operator ("CPO"), as a commodity trading advisor ("CTA") and is a member of the U.S. National Futures Association. In addition, Mr. Englander, the ultimate control person of each of the General Partner, Millennium International Management and Millennium Global
2 mentions1 same-page
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d from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is perman
. Commodity Futures Trading Commission (the "CFTC") as a commodity pool operator ("CPO"), as a commodity trading advisor ("CTA") and is a member of the U.S. National Futures Association. In addition, Israel Englander, the managing member or control person of each of the General Partner, Millennium International Management and Mille
2 mentions1 same-page
Page ?Same page
d from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators Association. Auction Rate Securities (ARS): UBS is perman
. Commodity Futures Trading Commission (the "CFTC") as a commodity pool operator ("CPO"), as a commodity trading advisor ("CTA") and is a member of the U.S. National Futures Association. In addition, Israel Englander, the managing member or control person of each of the General Partner, Millennium International Management and Mille
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Mutual Connections (126)
Entities connected to both New York State and the U.S. National Futures Association
New York
LOCATION233 w/ New·3 w/ the
United States
LOCATION178 w/ New·3 w/ the
Ghislaine Maxwell
PERSON138 w/ New·2 w/ the
Samantha Power
PERSON116 w/ New·3 w/ the
Department of Justice
ORGANIZATION114 w/ New·3 w/ the
Marc Rich
PERSON58 w/ New·3 w/ the
the State of New York
LOCATION51 w/ New·2 w/ the
Wilmington
LOCATION39 w/ New·3 w/ the
JPMorgan Chase
ORGANIZATION26 w/ New·3 w/ the
the Securities and Exchange Commission
ORGANIZATION24 w/ New·3 w/ the
Tokyo
LOCATION22 w/ New·3 w/ the
Internal Revenue Service
ORGANIZATION18 w/ New·3 w/ the
Mohammed bin Salman
PERSON18 w/ New·3 w/ the
New Hampshire
LOCATION17 w/ New·3 w/ the
Federal Reserve
ORGANIZATION14 w/ New·3 w/ the
Cayman
LOCATION12 w/ New·3 w/ the
England
LOCATION8 w/ New·3 w/ the
UBS Securities LLC
ORGANIZATION8 w/ New·3 w/ the
Lehman
ORGANIZATION8 w/ New·3 w/ the
Millennium
ORGANIZATION7 w/ New·3 w/ the