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cation: For internal use only Stew, Glendower materials have been approved for Southern Financial. Do you have any update on the DB Force page for Bloomberg so I can re-submit that one? Thanks, Davide Original Message From: Zbynek Bozelsky [mailto: Sent: Monday, may 14 2018 3:52 To: Laura Martin
request has been Approved. AIS Request Number: AIS-00006017 client Name : southern Financial LLC Comment on Approval: 5/14/118 3:52:15 PM - zbynek Kozelsky : QIB entity Reason for Rejection: Reason for cancel: Reason for OnHold: Details Link : https://dbforcepb.my.salesforce.com/a1R0e0000011n8s -A Sf
l market data, as long as Source is identified ( Bloomberg/Thompson) then it should take minutes for the sup
of Preferreds Ill Classification: For internal use only From: zia Memon Sent: Tuesday, June 14, 2016 5:56 PM To: Todd Stevens; Stewart Oldfield; Zbynek Kozelsky; Andrew King; Joseph Dursi Subject: RE: Approval Needed - List of Preferreds Todd, Initial approval should come from the immediate supervisor (9/1
cation: For internal use only Stew, Glendower materials have been approved for southern Financial. Do you have any update on the DB Force page for Bloomberg so I can re-submit that one? Thanks, Davide original Message From: zbynek Kozelsky Nally) sent: monday, may 14 2018 3:52 PM To: Laura Martin
request has been Approved. AIS Request Number: AIS-00006017 Client Name : Southern Financial LLC Comment on Approval: 5/14/118 3:52:15 PM - zbynek Kozelsky : QIB entity Reason for Rejection: Reason for Cancel: Reason for Onkold: Details Link : https://dbforcepb.my.salesforce.com/a1R0e0000011n8s CONFI
l market data, as long as Source is identified ( Bloomberg/Thompson) then it should take minutes for the sup
of Preferreds [I] Classification: For Internal use only From: zia Memon Sent: Tuesday, June 14, 2016 5:56 PM To: Todd Stevens; Stewart Oldfield; Zbynek Kozelsky; Andrew King; Joseph Dursi Subject: RE: Approval Needed - List of Preferreds Todd, Initial approval should come from the immediate supervisor (9/1
ld their own basket. The original list was provided by Delores Rubin from STG. ISG added the preferred equity CUSIPS, the average daily volume, the Bloomberg consensus rating for the issuers' common equity, and the DB rating for the issuers' common equity columns. Bloomberg was the source of the non DB in
From: Andrew King Sent: 6/10/2016 3:21:38 PM To: Zbynek Kozelsky CC: Stewart Oldfield Subject: Approval Needed - List of Preferreds Attachments: DB- List of Preferred Equities - June 2016.xlsx; Source - Prefer
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