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Footnotes: Data is as of March 18, 2016. Source: Bloomberg Finance LP, Deutsche Bank Wealth Management. 20
versified multi-asset class portfolios Globally diversified multi asset class portfolios 4015 Paul Morris aag Managing Director Private Banker Joseph Dursi Director Investor Strategist Pau Barti ucci aag Managing Director Portfolio Mana er ecto Thomas Heidenberger Associate Portfolio Analyst F
Footnotes: Data is as of March 18, 2016. Source: Bloomberg Finance LP, Deutsche Bank Wealth Management. 20
class portfolios Globally diversified multi asset class portfolios 4015 Paul Morris aag Managing Director Private Banker ecto (212) 454-0701 Joseph Dursi Director Investment S ecialist Paul Bartilucci aag Managing Director Associate For one-on-one presentation to qualified investors only. EFTA0
y us with a filter, and no process was used to filter the list provided by STG. ISG added the preferred equity CUSIPS, the average daily volume, the Bloomberg consensus rating for the issuers' common equity, and the DB rating for the issuers' common equity columns. Bloomberg was the source of the non DB in
From: Sent: To: CC: Subject: Attachments Ziggy, Andrew King 6/15/2016 3:59:06 PM Andrew King Zbynek Kozelsky Joseph Dursi ; Gina Fay RE: Approval Needed - List of Preferreds DB- List of Preferred Equities - June 2016.xlsx We've update the list of preferreds to get to
ld their own basket. The original list was provided by Delores Rubin from SIG. ISG added the preferred equity CUSIPS, the average daily volume, the Bloomberg consensus rating for the issuers' common equity, and the DB rating for the issuers' common equity columns. Bloomberg was the source of the non DB in
From: Andrew King Sent: 6/13/2016 4:59:49 PM To: Andrew King Zbynek Kozelsky CC: Stewart 0ldfield Joseph Dursi Subject RE: Approval Needed - List of Preferreds Hey Ziggy, I thought I'd send a quick note to see if you were able to review the list. Stew had
l market data, as long as Source is identified ( Bloomberg/Thompson) then it should take minutes for the sup
tion: For internal use only From: zia Memon Sent: Tuesday, June 14, 2016 5:56 PM To: Todd Stevens; Stewart Oldfield; Zbynek Kozelsky; Andrew King; Joseph Dursi Subject: RE: Approval Needed - List of Preferreds Todd, Initial approval should come from the immediate supervisor (9/10 or 24 )of the person prep
l market data, as long as Source is identified ( Bloomberg/Thompson) then it should take minutes for the sup
tion: For Internal use only From: zia Memon Sent: Tuesday, June 14, 2016 5:56 PM To: Todd Stevens; Stewart Oldfield; Zbynek Kozelsky; Andrew King; Joseph Dursi Subject: RE: Approval Needed - List of Preferreds Todd, Initial approval should come from the immediate supervisor (9/10 or 24 )of the person prep
ld their own basket. The original list was provided by Delores Rubin from STG. ISG added the preferred equity CUSIPS, the average daily volume, the Bloomberg consensus rating for the issuers' common equity, and the DB rating for the issuers' common equity columns. Bloomberg was the source of the non DB in
Cc: Stewart Oldfield; Joseph Dursi Subject: RE: Approval Needed - List of Preferreds Hey Ziggy, I thought I'd send a quick note to see if you were able to review the list. Stew had
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