Epstein Secrets

ter must be send. If the client has already provided the information and the list below would not be up-to-date, please reach out to Emily Craig or Daphne and please ensure that the file we be handed over to AFC in time. Please feel also free to contact me if need be. Kind regards, Thomas Stewart Ol

From: Stewart Oldfield Sent: 11/5/2018 9:59:41 AM To: Thomas Klemm CC: Andrew Gallivan Emily Craig Daphne Cales BCC: Subject: RE: Open 2018 HR KYCs Thanks, and I greatly appreciate your help. We should discuss this one in person.

l Sent: Tuesday, October 03, 2017 2:18 PM To: Daphne Cales < >; Melisa Venegas < Subject: RE: Oldfield Classification: For Internal use only Hi Daphne — The one remaining was pending ABR approval as of 9-28-17 (moved from HR to MR pending the completion of ABR approval). Kind Regards Adrienne F

From: Daphne Cales Sent: 10/3/2017 2:19:58 PM To: Andrew Gallivan (- Subject: FW:Oldfield II) Classification: For 'Memel use only Kind regards, Daphne Cales Daphne Cales Director I Banking Services & Branch Ma

enting to the Risk committee Monday on high risk KYCs [I] Classification: For Internal use only I absolutely agree. Do you need the list? I can get Daphne/others to lead them through what is needed. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042066 CONFIDENTIAL SDNY_GM_00188250 EFTA0

From: Patrick Harris Sent: Friday, September 08, 2017 1:11 PM To: Andrew Gallivan Adrienne Bull Cc: Vaishali-P Mehta ; Rodrigo Quinter Subject: RE: What are you presenting to the Risk committee Monday on high risk KYC s I Clas

if you have any question. Summary KYC Update Steps Owner Total In Scope (Clients)* Completed (Clients) # Remaining (Clients) % Completed DT: Daphne's Team FO: Front Office Submitted to Front Office FO Approved MD Approved Fully Approved (FO) DT FO FO N/A 1,200 1,156 1,156 1,156 1,

e: Sunday. Scp 17 2017 12:00 PM To: Patrick Harris Cc: Emily Crai Da.hneCales Armen Brash • Welch 'me Westphalen Morales . Nicholas Allen • Andrew Gallivan Karen Cohen • , Adrienne Bull • , Mclisa Venegas Subject: KYC HR Clients Remediation - Status (9/17/17)111 Classification: For Intend use only

than 14 days. Please screen the attached for your market area. We have also added the revenue and CBV information to better prioritize. In parallel Daphne will now reach out to a) All NY bankers, b) Israel for West Coast (also re Lee's cases), c) Eva for LatAm She will reiterate the message that

From: Thomas Klemm j Sent: 10/11/2018 9:04:47 AM To: Patrick Camion l; Feli e Godard ; Andrew Gallivan I; Michael S Jacoby ; Israel Velasquez CC: Emily Craig I I; Daphne Cales Subject: KYC - accelerating client outreach Attachments: 20181009_GCI

/modules/claim.gif} From: Adrienne Bull Sent: Tuesday, Oct T Subject: RE: Oldfield [I] Classification: For internal use only Melisa Venegas Hi Daphne — EFTA01398663 The one remaining was pending ABR approval as of 9-28-17 (moved from HR to MR pending the completion of ABR approval). Kind Regar

Subject: FW: Oldfield [I] From: Daphne Cales Date: Tue, 03 Oct 2017 14:19:58 -0400 To: Andrew Gallivan •: =IP Classification: For internal use only FYI Kind regards, Daphne Cales {https://brandportal.intranet.db.com/img/modules/logo.gif} Daphne C

ting to the Risk committee Monday on high risk KYC's [I] Classification: For internal use only I absolutely agree. Do you need the list? I can get Daphne/others to lead them through what is needed. fcid:2 [email protected] EFTA01398713

Tel. +1(212)454-4069 Fax +1(646 863-9308 Mobile +1 Email {https://brandportal.intranet.db.com/img/modules/claim.gif} From: Andrew Gallivan Sent: Friday, September 08 2017 1:03 PM To: Patrick Harris Subject: RE: What are you presenting to the Risk committee Monday on high risk KYC's [