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lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
ny other information about the business or financial condition of the Fund, about any other Member or former Member, induding information about the Capital Contribution or Capital Account balance of a Member, or about the affairs of the Fund. No act of the Fund, the Manager, or any other Person that results in a Member being furnishe
2 mentions1 same-page
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lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
y other information about the business or financial condition of the Fund, about any other Member or former Member, including information about the Capital Contribution or Capital Account balance of a Member, or about the affairs of the Fund. No act of the Fund, the Manager, or any other Person that results in a Member being furnishe
2 mentions1 same-page
Page ?Same page
lion 13. Date of Action: December 12, 2012 Brought By: ESA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
y other information about the business or financial condition of the Fund, about any other Member or former Member, including information about the Capital Contribution or Capital Account balance of a Member, or about the affairs of the Fund. No act of the Fund, the Manager, or any other Person that results in a Member being furnishe
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Entities connected to both Department of Justice and Capital Contribution or Capital Account
United States
LOCATION1,116 w/ Department·3 w/ Capital
Ghislaine Maxwell
PERSON917 w/ Department·2 w/ Capital
New York
LOCATION473 w/ Department·3 w/ Capital
Marc Rich
PERSON295 w/ Department·3 w/ Capital
Samantha Power
PERSON233 w/ Department·3 w/ Capital
New York State
LOCATION114 w/ Department·3 w/ Capital
New Hampshire
LOCATION110 w/ Department·3 w/ Capital
the Securities and Exchange Commission
ORGANIZATION88 w/ Department·3 w/ Capital
Federal Reserve
ORGANIZATION63 w/ Department·3 w/ Capital
Mohammed bin Salman
PERSON56 w/ Department·3 w/ Capital
Wilmington
LOCATION48 w/ Department·3 w/ Capital
JPMorgan Chase
ORGANIZATION44 w/ Department·3 w/ Capital
Tokyo
LOCATION40 w/ Department·3 w/ Capital
Internal Revenue Service
ORGANIZATION35 w/ Department·3 w/ Capital
the State of New York
LOCATION25 w/ Department·2 w/ Capital
UBS AG
ORGANIZATION21 w/ Department·3 w/ Capital
the U.S. Department of Labor
ORGANIZATION18 w/ Department·3 w/ Capital
Lehman
ORGANIZATION13 w/ Department·3 w/ Capital
England
LOCATION9 w/ Department·3 w/ Capital
Fannie Mae
ORGANIZATION9 w/ Department·3 w/ Capital