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lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
f this Agreement, the transferee shall succeed to the Capital Account of the transferor to the extent it relates to the transferred Interest. 5.4 Allocation of Net Profit and Net Loss. As of the last day of each Fiscal Period, any Net Profit or Net Loss for the Fiscal Period shall be allocated among and credited to or debited agai
2 mentions1 same-page
Page ?Same page
lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
f this Agreement, the transferee shall succeed to the Capital Account of the transferor to the extent it relates to the transferred Interest. 5.4 Allocation of Net Profit and Net Loss. As of the last day of each Fiscal Period, any Net Profit or Net Loss for the Fiscal Period shall be allocated among and credited to or debited agai
2 mentions1 same-page
Page ?Same page
lion 13. Date of Action: December 12, 2012 Brought By: ESA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
f this Agreement, the transferee shall succeed to the Capital Account of the transferor to the extent it relates to the transferred Interest. 5.4 Allocation of Net Profit and Net Loss. As of the last day of each Fiscal Period, any Net Profit or Net Loss for the Fiscal Period shall be allocated among and credited to or debited agai
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Entities connected to both Department of Justice and Allocation of Net Profit and Net Loss
United States
LOCATION1,116 w/ Department·3 w/ Allocation
Ghislaine Maxwell
PERSON917 w/ Department·2 w/ Allocation
New York
LOCATION473 w/ Department·3 w/ Allocation
Marc Rich
PERSON295 w/ Department·3 w/ Allocation
Samantha Power
PERSON233 w/ Department·3 w/ Allocation
New York State
LOCATION114 w/ Department·3 w/ Allocation
New Hampshire
LOCATION110 w/ Department·3 w/ Allocation
the Securities and Exchange Commission
ORGANIZATION88 w/ Department·3 w/ Allocation
Federal Reserve
ORGANIZATION63 w/ Department·3 w/ Allocation
Mohammed bin Salman
PERSON56 w/ Department·3 w/ Allocation
Wilmington
LOCATION48 w/ Department·3 w/ Allocation
JPMorgan Chase
ORGANIZATION44 w/ Department·3 w/ Allocation
Tokyo
LOCATION40 w/ Department·3 w/ Allocation
Internal Revenue Service
ORGANIZATION35 w/ Department·3 w/ Allocation
the State of New York
LOCATION25 w/ Department·2 w/ Allocation
UBS AG
ORGANIZATION21 w/ Department·3 w/ Allocation
the U.S. Department of Labor
ORGANIZATION18 w/ Department·3 w/ Allocation
Lehman
ORGANIZATION13 w/ Department·3 w/ Allocation
Fannie Mae
ORGANIZATION9 w/ Department·3 w/ Allocation
England
LOCATION9 w/ Department·3 w/ Allocation