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lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
income tax purposes, in his, her or its Interest in the Fund as of such time (determined without regard to such Member's share of the liabilities of the Fund under Section 752 of the Code, if any). Positive Basis Member means any Member who withdraws from the Fund and who has Positive Basis as of the effective date of th
2 mentions1 same-page
Page ?Same page
lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
income tax purposes, in his, her or its Interest in the Fund as of such time (determined without regard to such Member's share of the liabilities of the Fund under Section 752 of the Code, if any). ML281817-MAXWELL B-S CONFIDENTIAL UBSTERRAMAR00002486 EFTA00238042 Positive Basis Member means any Member who withdraws
2 mentions1 same-page
Page ?Same page
lion 13. Date of Action: December 12, 2012 Brought By: ESA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
income tax purposes, in his, her or its Interest in the Fund as of such time (determined without regard to such Member's share of the liabilities of the Fund under Section 752 of the Code, if any). NMI MAXWELL B-S CONFIDENTIAL UBSTERRAMAR00001433 EFTA00237079 Positive Basis Member means any Member who withdraws fro
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Mutual Connections (126)
Entities connected to both Department of Justice and the Fund under Section 752
United States
LOCATION1,116 w/ Department·3 w/ the
Ghislaine Maxwell
PERSON917 w/ Department·2 w/ the
New York
LOCATION473 w/ Department·3 w/ the
Marc Rich
PERSON295 w/ Department·3 w/ the
Samantha Power
PERSON233 w/ Department·3 w/ the
New York State
LOCATION114 w/ Department·3 w/ the
New Hampshire
LOCATION110 w/ Department·3 w/ the
the Securities and Exchange Commission
ORGANIZATION88 w/ Department·3 w/ the
Federal Reserve
ORGANIZATION63 w/ Department·3 w/ the
Mohammed bin Salman
PERSON56 w/ Department·3 w/ the
Wilmington
LOCATION48 w/ Department·3 w/ the
JPMorgan Chase
ORGANIZATION44 w/ Department·3 w/ the
Tokyo
LOCATION40 w/ Department·3 w/ the
Internal Revenue Service
ORGANIZATION35 w/ Department·3 w/ the
the State of New York
LOCATION25 w/ Department·2 w/ the
UBS AG
ORGANIZATION21 w/ Department·3 w/ the
the U.S. Department of Labor
ORGANIZATION18 w/ Department·3 w/ the
Lehman
ORGANIZATION13 w/ Department·3 w/ the
Fannie Mae
ORGANIZATION9 w/ Department·3 w/ the
England
LOCATION9 w/ Department·3 w/ the