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Department of Justice
ORGANIZATIONManagement, Structure and Operations—Affiliated Relying Advisers
ORGANIZATION3
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lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
's website is www.cimoney.ky. Foreign Registrations A number of the Millennium entities are registered with their local regulators. See "The Fund's Management, Structure and Operations—Affiliated Relying Advisers." Stock Farchanges/Self-Regulatory Organizations By virtue of their exchange memberships, certain Millennium entities are also subject to oversigh
2 mentions1 same-page
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lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
r approval of other actions. Foreign Registrations A number of the Millennium entities are registered with their local regulators. See "The Fund's Management, Structure and Operations—Affiliated Relying Advisers." Stock Exchanges/Self-Regulatory Organizations By virtue of their exchange memberships, a number of Millennium entities are also subject to overs
2 mentions1 same-page
Page ?Same page
lion 13. Date of Action: December 12, 2012 Brought By: ESA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
r approval of other actions. Foreign Registrations A number of the Millennium entities are registered with their local regulators. See "The Fund's Management, Structure and Operations—Affiliated Relying Advisers." Stock Exchanges/Self-Regulatory Organizations By virtue of their exchange memberships, a number of Millennium entities are also subject to overs
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Mutual Connections (126)
Entities connected to both Department of Justice and Management, Structure and Operations—Affiliated Relying Advisers
United States
LOCATION1,116 w/ Department·3 w/ Management,
Ghislaine Maxwell
PERSON917 w/ Department·2 w/ Management,
New York
LOCATION473 w/ Department·3 w/ Management,
Marc Rich
PERSON295 w/ Department·3 w/ Management,
Samantha Power
PERSON233 w/ Department·3 w/ Management,
New York State
LOCATION114 w/ Department·3 w/ Management,
New Hampshire
LOCATION110 w/ Department·3 w/ Management,
the Securities and Exchange Commission
ORGANIZATION88 w/ Department·3 w/ Management,
Federal Reserve
ORGANIZATION63 w/ Department·3 w/ Management,
Mohammed bin Salman
PERSON56 w/ Department·3 w/ Management,
Wilmington
LOCATION48 w/ Department·3 w/ Management,
JPMorgan Chase
ORGANIZATION44 w/ Department·3 w/ Management,
Tokyo
LOCATION40 w/ Department·3 w/ Management,
Internal Revenue Service
ORGANIZATION35 w/ Department·3 w/ Management,
the State of New York
LOCATION25 w/ Department·2 w/ Management,
UBS AG
ORGANIZATION21 w/ Department·3 w/ Management,
the U.S. Department of Labor
ORGANIZATION18 w/ Department·3 w/ Management,
Lehman
ORGANIZATION13 w/ Department·3 w/ Management,
Fannie Mae
ORGANIZATION9 w/ Department·3 w/ Management,
England
LOCATION9 w/ Department·3 w/ Management,