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lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
ennium Global Estate GP is registered with the CFTC as a commodity pool operator ("CPO"), as a commodity trading advisor ("CTA") and is a member of the U.S. National Futures Association. In addition, Mr. Englander, the ultimate control person of each of the General Partner, Millennium International Management and Millennium Global
2 mentions1 same-page
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lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
. Commodity Futures Trading Commission (the "CFTC") as a commodity pool operator ("CPO"), as a commodity trading advisor ("CTA") and is a member of the U.S. National Futures Association. In addition, Israel Englander, the managing member or control person of each of the General Partner, Millennium International Management and Mille
2 mentions1 same-page
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lion 13. Date of Action: December 12, 2012 Brought By: ESA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
. Commodity Futures Trading Commission (the "CFTC") as a commodity pool operator ("CPO"), as a commodity trading advisor ("CTA") and is a member of the U.S. National Futures Association. In addition, Israel Englander, the managing member or control person of each of the General Partner, Millennium International Management and Mille
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Mutual Connections (126)
Entities connected to both Department of Justice and the U.S. National Futures Association
United States
LOCATION1,116 w/ Department·3 w/ the
Ghislaine Maxwell
PERSON917 w/ Department·2 w/ the
New York
LOCATION473 w/ Department·3 w/ the
Marc Rich
PERSON295 w/ Department·3 w/ the
Samantha Power
PERSON233 w/ Department·3 w/ the
New York State
LOCATION114 w/ Department·3 w/ the
New Hampshire
LOCATION110 w/ Department·3 w/ the
the Securities and Exchange Commission
ORGANIZATION88 w/ Department·3 w/ the
Federal Reserve
ORGANIZATION63 w/ Department·3 w/ the
Mohammed bin Salman
PERSON56 w/ Department·3 w/ the
Wilmington
LOCATION48 w/ Department·3 w/ the
JPMorgan Chase
ORGANIZATION44 w/ Department·3 w/ the
Tokyo
LOCATION40 w/ Department·3 w/ the
Internal Revenue Service
ORGANIZATION35 w/ Department·3 w/ the
the State of New York
LOCATION25 w/ Department·2 w/ the
UBS AG
ORGANIZATION21 w/ Department·3 w/ the
the U.S. Department of Labor
ORGANIZATION18 w/ Department·3 w/ the
Lehman
ORGANIZATION13 w/ Department·3 w/ the
Fannie Mae
ORGANIZATION9 w/ Department·3 w/ the
England
LOCATION9 w/ Department·3 w/ the