Back to Network
3
Shared Docs
3
Same-Page
3 / 3
Mentions
Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
he II-79 CONFIDENTIAL UBSTERRAMAR00004082 EFTA00239414 FOR EXISTING INVESTOR USE ONLY General Partner, Millennium International Management and Millennium Global Estate GP is registered with the CFTC as a commodity pool operator ("CPO"), as a commodity trading advisor ("CTA") and is a member of the U.S. National Futur
2 mentions1 same-page
Page ?Same page
lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
ation. In addition, Israel Englander, the managing member or control person of each of the General Partner, Millennium International Management and Millennium Global Estate GP, is registered under the CEA as an associated person and a principal of each of the General Partner, Millennium International Management and Millen
2 mentions1 same-page
Page ?Same page
lion 13. Date of Action: December 12, 2012 Brought By: ESA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
ation. In addition, Israel Englander, the managing member or control person of each of the General Partner, Millennium International Management and Millennium Global Estate GP, is registered under the CEA as an associated person and a principal of each of the General Partner, Millennium International Management and Millen
Sponsored
Mutual Connections (126)
Entities connected to both Department of Justice and Millennium Global Estate GP
United States
LOCATION1,116 w/ Department·3 w/ Millennium
Ghislaine Maxwell
PERSON917 w/ Department·2 w/ Millennium
New York
LOCATION473 w/ Department·3 w/ Millennium
Marc Rich
PERSON295 w/ Department·3 w/ Millennium
Samantha Power
PERSON233 w/ Department·3 w/ Millennium
New York State
LOCATION114 w/ Department·3 w/ Millennium
New Hampshire
LOCATION110 w/ Department·3 w/ Millennium
the Securities and Exchange Commission
ORGANIZATION88 w/ Department·3 w/ Millennium
Federal Reserve
ORGANIZATION63 w/ Department·3 w/ Millennium
Mohammed bin Salman
PERSON56 w/ Department·3 w/ Millennium
Wilmington
LOCATION48 w/ Department·3 w/ Millennium
JPMorgan Chase
ORGANIZATION44 w/ Department·3 w/ Millennium
Tokyo
LOCATION40 w/ Department·3 w/ Millennium
Internal Revenue Service
ORGANIZATION35 w/ Department·3 w/ Millennium
the State of New York
LOCATION25 w/ Department·2 w/ Millennium
UBS AG
ORGANIZATION21 w/ Department·3 w/ Millennium
the U.S. Department of Labor
ORGANIZATION18 w/ Department·3 w/ Millennium
Lehman
ORGANIZATION13 w/ Department·3 w/ Millennium
Fannie Mae
ORGANIZATION9 w/ Department·3 w/ Millennium
England
LOCATION9 w/ Department·3 w/ Millennium