Back to Network
3
Shared Docs
3
Same-Page
3 / 3
Mentions
Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
ncial products that relate to investment in investment funds increases, Millennium will continually evaluate new sources of financing and leverage. The Fund's Risk Management Program Millennium maintains an investment risk assessment and management program designed to identify, measure, monitor, manage and report on the market r
2 mentions1 same-page
Page ?Same page
lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
llennium will continually evaluate new sources of financing and leverage. ML281817-MAXWELL II-5I CONFIDENTIAL UBSTERRAMAR00002467 EFTA00238023 The Fund's Risk Management Program Millennium maintains an investment risk assessment and management program designed to identify, measure, monitor, manage and report on the market r
2 mentions1 same-page
Page ?Same page
lion 13. Date of Action: December 12, 2012 Brought By: ESA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
ases, Millennium will continually evaluate new sources of financing and leverage. -MAXWELL II-5I CONFIDENTIAL UBSTERRAMAR00001414 EFTA00237060 The Fund's Risk Management Program Millennium maintains an investment risk assessment and management program designed to identify, measure, monitor, manage and report on the market r
Sponsored
Mutual Connections (128)
Entities connected to both Department of Justice and The Fund's Risk Management Program
United States
LOCATION1,116 w/ Department·4 w/ The
Ghislaine Maxwell
PERSON917 w/ Department·2 w/ The
New York
LOCATION473 w/ Department·5 w/ The
Marc Rich
PERSON295 w/ Department·4 w/ The
Samantha Power
PERSON233 w/ Department·3 w/ The
New York State
LOCATION114 w/ Department·4 w/ The
New Hampshire
LOCATION110 w/ Department·3 w/ The
U.S. Treasury
ORGANIZATION101 w/ Department·2 w/ The
the Securities and Exchange Commission
ORGANIZATION88 w/ Department·4 w/ The
Federal Reserve
ORGANIZATION63 w/ Department·3 w/ The
Mohammed bin Salman
PERSON56 w/ Department·4 w/ The
Wilmington
LOCATION48 w/ Department·3 w/ The
JPMorgan Chase
ORGANIZATION44 w/ Department·3 w/ The
Tokyo
LOCATION40 w/ Department·3 w/ The
Internal Revenue Service
ORGANIZATION35 w/ Department·3 w/ The
the State of New York
LOCATION25 w/ Department·2 w/ The
UBS AG
ORGANIZATION21 w/ Department·4 w/ The
the U.S. Department of Labor
ORGANIZATION18 w/ Department·3 w/ The
Lehman
ORGANIZATION13 w/ Department·3 w/ The
Cayman
LOCATION9 w/ Department·5 w/ The