Back to Network
4
Shared Docs
4
Same-Page
4 / 4
Mentions
Document Mentions (4 shared documents)
2 mentions1 same-page
Page ?Same page
lion 13. Date of Action: December 12, 2012 Brought By: FSA, FINMA, CFTC Entity: UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (DOD, UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation o
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (DO;), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DOJ, the Board of Governors of the Federal Reserve, and the Connecticut Depar
2 mentions1 same-page
Page ?Same page
lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
2 mentions1 same-page
Page ?Same page
lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
Sponsored
2 mentions1 same-page
Page ?Same page
lion 13. Date of Action: December 12, 2012 Brought By: ESA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
AG (Parent Company) 12. Date of Action: May 20, 2015 Brought By: U.S. Department of Justice (D01), the Board of Governors of the Federal Reserve, Connecticut Department of Banking On May 20, 2015, UBS AG entered into settlements with the DO1, the Board of Governors of the Federal Reserve, and the Connecticut Depar
Sponsored
Mutual Connections (127)
Entities connected to both Department of Justice and Connecticut Department
United States
LOCATION1,116 w/ Department·4 w/ Connecticut
Ghislaine Maxwell
PERSON917 w/ Department·3 w/ Connecticut
New York
LOCATION473 w/ Department·3 w/ Connecticut
Marc Rich
PERSON295 w/ Department·3 w/ Connecticut
Samantha Power
PERSON233 w/ Department·4 w/ Connecticut
New York State
LOCATION114 w/ Department·4 w/ Connecticut
New Hampshire
LOCATION110 w/ Department·4 w/ Connecticut
the Securities and Exchange Commission
ORGANIZATION88 w/ Department·4 w/ Connecticut
Federal Reserve
ORGANIZATION63 w/ Department·4 w/ Connecticut
Mohammed bin Salman
PERSON56 w/ Department·3 w/ Connecticut
Wilmington
LOCATION48 w/ Department·3 w/ Connecticut
JPMorgan Chase
ORGANIZATION44 w/ Department·3 w/ Connecticut
Tokyo
LOCATION40 w/ Department·3 w/ Connecticut
Internal Revenue Service
ORGANIZATION35 w/ Department·4 w/ Connecticut
the State of New York
LOCATION25 w/ Department·2 w/ Connecticut
UBS AG
ORGANIZATION21 w/ Department·4 w/ Connecticut
the U.S. Department of Labor
ORGANIZATION18 w/ Department·3 w/ Connecticut
Lehman
ORGANIZATION13 w/ Department·4 w/ Connecticut
Fannie Mae
ORGANIZATION9 w/ Department·4 w/ Connecticut
UBS Securities LLC
ORGANIZATION8 w/ Department·4 w/ Connecticut