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lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
e have a broker- dealer entity registered under the Exchange Act or another similarly regulated entity. Cayman Islands Mutual Funds Law Pursuant to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are required to be registered with, and
2 mentions1 same-page
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lion 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
nds Law Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership has submitt
2 mentions1 same-page
Page ?Same page
lion 13. Date of Action: December 12, 2012 Brought By: ESA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation
nds Law Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership has submitt
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Mutual Connections (149)
Entities connected to both Department of Justice and the Mutual Funds Law
United States
LOCATION1,116 w/ Department·6 w/ the
Ghislaine Maxwell
PERSON917 w/ Department·4 w/ the
George W. Bush
PERSON689 w/ Department·2 w/ the
New York
LOCATION473 w/ Department·6 w/ the
Marc Rich
PERSON295 w/ Department·4 w/ the
Samantha Power
PERSON233 w/ Department·3 w/ the
Wilbur Ross
PERSON205 w/ Department·3 w/ the
United Kingdom
LOCATION129 w/ Department·3 w/ the
Dallas
LOCATION126 w/ Department·2 w/ the
New York State
LOCATION114 w/ Department·6 w/ the
New Hampshire
LOCATION110 w/ Department·3 w/ the
U.S. Treasury
ORGANIZATION101 w/ Department·3 w/ the
the Securities and Exchange Commission
ORGANIZATION88 w/ Department·3 w/ the
the Internal Revenue Service
ORGANIZATION77 w/ Department·2 w/ the
Federal Reserve
ORGANIZATION63 w/ Department·3 w/ the
Mohammed bin Salman
PERSON56 w/ Department·6 w/ the
Wilmington
LOCATION48 w/ Department·3 w/ the
JPMorgan Chase
ORGANIZATION44 w/ Department·5 w/ the
Malaysia
LOCATION45 w/ Department·2 w/ the
Tokyo
LOCATION40 w/ Department·5 w/ the