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ich holds maintains the data for ISDA clients is owned by another group; that database, unfortunately, had misclassified the clients listed below as Global Markets clients when in fact, they're Wealth Management clients. Therefore, if you are receiving this email, you have a client with an active ISDA contract
From: Stewart Oldfield Sent: 7/19/2016 4:28:25 PM To: Vahe StepanianI CC: Cynthia Rodriguez Subject: FW: ACTION REQUIRED: STFR Regulation Mailing (Part 2) II] Attachments: SFTR Article 15 Risk Disclosure Statement - Client Outreach_v2 0 (2)
n the PE & Hedge Fund public list to see if there are any possible prospects there • Another option that was pitched was covering hedge funds that Global Markets no longer covers and getting introduction to those principles for possible wealth opportunity. Kind regards, Cynthia Rodriguez Cynthia Rodriguez
ering hedge funds that Global Markets no longer covers and getting introduction to those principles for possible wealth opportunity. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant We President Deutsche Bar* Trust Company Americas Deutsche Bank Wealth Management - 4 New York, NY, USA Te Fa Or
1:25 PM To: Stewart Oldfield Subject: Nes LLC (I) Classification: For iMernal use only Hello Stewart The client Nes LLC is being offboarded from Global Markets. If you want to keep this client from exiting Global Markets, can you please fill out the attached document and provide it back to me as soon as pos
From: Cynthia Rodrigu Sent: 6/15/2017 2:24:49 PM To: Stewart Oldfield Subject: RE: Nes LLC [I] Yes, it is. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bath Trust Company Americas Deutsche Bank Wealth Management 345 4th Fl 10154-0004 New York. N
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