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k Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. For the Period 8/1/12 to 8/31/12 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.com Please
) $317,885.87 $226,524.73 Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76.9 AT EXP KI @ 69.65 XJPYCA-SJ-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD HSBC MARKET PLUS MXN NOTE 11/2/12 LNKED TO MXN VS USD 25% BUFFER
York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 12/1/12 to 12/31/12 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.com Please
12/1/12 to 12/31/12 Price Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76.9 AT EXP KI @ 69.65 XJPYCA-SJ-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER- 5% A
New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 9/1/12 to 9/30/12 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.com Please
) $316,945.22 $251,939.23 Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76.9 AT EXP KI @ 69.65 XJPYCA-SJ-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD HSBC MARKET PLUS MXN NOTE 11/2/12 LNKED TO MXN VS USD 25% BUFFER
w York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 3/1/13 to 3/31/13 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Te
1/2004 949779-AD-4 CCC /NR Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76.9 AT EXP KI @ 69.65 XJPYCA-SJ-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER- 5% A
w York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 2/1/13 to 2/28/13 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.com Please
) $499,451.08 $121,655.30 Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76.9 AT EXP KI @ 69.65 XJPYCA-SJ-Z CAD 14.43% 5.50 7,500,000.00 412,350.00 1,038,750.00 (626,400.00) 237,652.50 49,477.50 56.52% 0.16 10,000,000.00 15,657.50 318,000.00 (302,
York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 11/1/12 to 11/30/12 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.com Please
) $442,107.65 $312,786.71 Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76.9 AT EXP KI @ 69.65 XJPYCA-SJ-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER- 5% A
York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 10/1/12 to 10/31/12 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.com Please
) $443,217.97 $340,994.56 Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76.9 AT EXP KI @ 69.65 XJPYCA-SJ-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD 0.04 809,000,000.00 315,354.56 347,756.17 (32,401.61) 18.34%
w York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 1/1/13 to 1/31/13 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.com Please
3) $501,763.91 $82,257.36 Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76.9 AT EXP KI @ 69.65 XJPYCA-SJ-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD 0.14 809,000,000.00 1,133,184.39 347,756.17 785,428.22 15.71%
Entities connected to both Paul Barrett and XJPYCA-SJ-Z CAD

JPMorgan Chase
ORGANIZATION
Justin Trudeau
PERSON
Newark
LOCATIONSecurities Investor Protection Corporation
ORGANIZATION
Paul Morris
PERSON
the Internal Revenue Service
ORGANIZATION
FDIC
ORGANIZATIONJustin Nelson
PERSON
Nassau
LOCATION
Deutsche Bank
ORGANIZATIONHarry Beller
PERSON
Bank of America
ORGANIZATION
Ghislaine Maxwell
PERSONFX Fwd Contract
ORGANIZATIONGlobal Access Portfolios
ORGANIZATIONJPMorgan Fund
ORGANIZATION
NEW YORK NY
LOCATIONJ.P. Morgan Securities LLC's
ORGANIZATIONNet Capital Requirements
ORGANIZATIONUNCAPPED
ORGANIZATION