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k Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. For the Period 4/1/12 to 4/30/12 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.com Please
e Period 4/1/12 to 4/30/12 Trade Date Type Est. Settle Date Selection Method Description Pending Sales, Maturities, Redemptions Sale 4/27 5/2 MFA FINANCIAL INC PFD 896 (ID: 55272X-30-0) Total Pending Sales, Maturities, Redemptions Quantity (9,905.000) Per Unit Amount 24.90 Proceeds 246,140.65 $578,579.3
k Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. For the Period 5/1/12 to 5/31/12 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.com Please
FIFO ARES COMMERCIAL REAL ESTATE @ 18.00 56,700.00 BROKERAGE 157.50 TAX &/OR SEC 1.28 J.P. MORGAN SECURITIES LLC (ID: 04013V-10-8) EFTA01539721 MFA FINANCIAL INC PFD 8% @ 24.91739 276,458.44 BROKERAGE 554.75 TAX &/OR SEC 6.20 J.P. MORGAN SECURITIES LLC (ID: 55272X-30-0) MFA FINANCIAL INC PFD 8% @ 24.9007 246,64
ark Avenue, New York, NY 10017-2014 SOUTHERN FINANCIAL, LLC ACCT. For the Period 4/1/13 to 4/30/13 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Te
te 4/17 4/22 S indicates Short Term Realized Gain/Loss Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost MFA FINANCIAL INC PFD 7.5% @ 25.10 803,200.00 BROKERAGE 1,280.00 TAX &/OR SEC 18.00 J.P. MORGAN SECURITIES LLC (ID: 55272X-40-9) Quantity (32,000.000) Per Unit Amoun
Entities connected to both Paul Barrett and MFA FINANCIAL INC PFD

JPMorgan Chase
ORGANIZATION
Newark
LOCATIONSecurities Investor Protection Corporation
ORGANIZATION
Paul Morris
PERSON
the Internal Revenue Service
ORGANIZATION
FDIC
ORGANIZATION
Nassau
LOCATIONHarry Beller
PERSON
Bank of America
ORGANIZATION
Ghislaine Maxwell
PERSONGlobal Access Portfolios
ORGANIZATIONJPMorgan Fund
ORGANIZATION
NEW YORK NY
LOCATIONTotal Foreign Exchange
ORGANIZATIONUNCAPPED
ORGANIZATION
Barclays
ORGANIZATIONCIT GROUP INC
ORGANIZATIONCITIGROUP CAPITAL XIII
ORGANIZATIONBIOGEN IDEC INC
ORGANIZATIONAMERICAN AXLE & MFG INC
ORGANIZATION