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Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. For the Period 11/1/11 to 11/30/11 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.MorganOnline.com Please se
LL FX EUROPEAN STYLE OPTION DEC 12, 2011 @ 1.35 KO @ 1.2775 XEURPB-SD-Z JPY CALL CAD PUT FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 76. KI @ 71 XJPYCA-RC-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 83.25 XJPYPA-YX-Z CAD HSBC MARKET PLUS MXN NOTE 11/2/12 LNKED TO MXN VS USD 25% BUFFE
2 mentions1 same-page
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Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. For the Period 12/1/11 to 12/31/11 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Banker Investment Specialist Client Service Team Client Service Team able of ontents Account Summary Holdings Eq
the Period 12/1/11 to 12/31/11 Price Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 76. KI @ 71 XJPYCA-RC-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 83.25 XJPYPA-YX-Z CAD HSBC MARKET PLUS MXN NOTE 11/2/12 LNKED TO MXN VS USD 25% BUFFE
2 mentions1 same-page
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Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. For the Period 12/1/11 to 12/31/11 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Banker Investment Specialist Client Service Team Client Service Team Table of Contents Account Summary Holdings
the Period 12/1/11 to 12/31/11 Price Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 76. KI @ 71 XJPYCA-RC-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 83.25 XJPYPA-YX-Z CAD HSBC MARKET PLUS MXN NOTE 11/2/12 LNKED TO MXN VS USD 25% BUFFE
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2 mentions1 same-page
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k Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. For the Period 1/1/12 to 1/31/12 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.MorganOnline.com Please se
FX EUROPEAN STYLE OPTION JAN 24, 2013 @ 42.5 KO @ 46.5 XBRLPA-GQ-Z JPY JPY CALL CAD PUT FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 76. KI @ 71 XJPYCA-RC-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 83.25 XJPYPA-YX-Z CAD 0.01 832,500,000.00 75,235.82 411,436.90 (336,201.08) 0.05
2 mentions1 same-page
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Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. For the Period 12/1/11 to 12/31/11 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Banker Investment Specialist Client Service Team Client Service Team Table of Contents Account Summary Holdings
the Period 12/1/11 to 12/31/11 Price Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 76. KI @ 71 XJPYCA-RC-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 83.25 XJPYPA-YX-Z CAD HSBC MARKET PLUS MXN NOTE 11/2/12 LNKED TO MXN VS USD 25% BUFFE
2 mentions1 same-page
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k Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. For the Period 4/1/12 to 4/30/12 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.com Please
or the Period 4/1/12 to 4/30/12 Price Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 76. KI @ 71 XJPYCA-RC-Z CAD JPY CALL USD PUT FX EUROPEAN STYLE OPTION MAY 22, 2012 @ 81. KI @79 XJPYCA-RZ-Z JPY PUT CAD CALL FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 83.2
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2 mentions1 same-page
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k Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. For the Period 5/1/12 to 5/31/12 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.com Please
or the Period 5/1/12 to 5/31/12 Price Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 76. KI @ 71 XJPYCA-RC-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 83.25 XJPYPA-YX-Z CAD MXN CALL USD PUT FX EUROPEAN STYLE OPTION JUN 19, 2012 @ 12.565
2 mentions1 same-page
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ew York, NY 10017-2014 (Reviewed) FINANCIAL TRUST COMPANY INC ACCT. For the Period 2/1/12 to 2/29/12 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.MorganOnline.com Please se
or the Period 2/1/12 to 2/29/12 Price Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 76. KI @ 71 XJPYCA-RC-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 83.25 XJPYPA-YX-Z CAD HSBC MARKET PLUS MXN NOTE 11/2/12 LNKED TO MXN VS USD 25% BUFFE
2 mentions1 same-page
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k Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. For the Period 3/1/12 to 3/31/12 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.MorganOnline.com Please se
or the Period 3/1/12 to 3/31/12 Price Complementary Structured Strategies JPY CALL CAD PUT FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 76. KI @ 71 XJPYCA-RC-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 83.25 XJPYPA-YX-Z CAD MXN CALL USD PUT FX EUROPEAN STYLE OPTION JUN 19, 2012 @ 12.565
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2 mentions1 same-page
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k Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. For the Period 6/1/12 to 6/30/12 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.com Please
ALL OPTION STRIKE 96.50 EXPIRING 11/12/2012 125,000 BARRELS OTCBDP-JQ-R JPY CALL CAD PUT FX EUROPEAN STYLE OPTION AUG 13, 2012 @ 76. KI @ 71 XJPYCA-RC-Z CAD 0.01 (760,000,000.00 ) (42,718.28) (411,436.90) 368,718.62 6,748.95 (125.00) (843,618.19) (1,087,500.00) 243,881.81 31.47% Quantity Valu
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Mutual Connections (90)
Entities connected to both Paul Barrett and XJPYCA-RC-Z CAD
JPMorgan Chase
ORGANIZATION435 w/ Paul·11 w/ XJPYCA-RC-Z
Newark
LOCATION198 w/ Paul·11 w/ XJPYCA-RC-Z
Securities Investor Protection Corporation
ORGANIZATION182 w/ Paul·11 w/ XJPYCA-RC-Z
Paul Morris
PERSON180 w/ Paul·11 w/ XJPYCA-RC-Z
the Internal Revenue Service
ORGANIZATION170 w/ Paul·11 w/ XJPYCA-RC-Z
FDIC
ORGANIZATION143 w/ Paul·9 w/ XJPYCA-RC-Z
Nassau
LOCATION122 w/ Paul·4 w/ XJPYCA-RC-Z
Deutsche Bank
ORGANIZATION52 w/ Paul·9 w/ XJPYCA-RC-Z
HB
Harry Beller
PERSON47 w/ Paul·9 w/ XJPYCA-RC-Z
Bank of America
ORGANIZATION43 w/ Paul·11 w/ XJPYCA-RC-Z
Ghislaine Maxwell
PERSON35 w/ Paul·11 w/ XJPYCA-RC-Z
Global Access Portfolios
ORGANIZATION32 w/ Paul·11 w/ XJPYCA-RC-Z
JPMorgan Fund
ORGANIZATION31 w/ Paul·11 w/ XJPYCA-RC-Z
FX Fwd Contract
ORGANIZATION32 w/ Paul·8 w/ XJPYCA-RC-Z
NEW YORK NY
LOCATION30 w/ Paul·9 w/ XJPYCA-RC-Z
J.
J.P.
PERSON34 w/ Paul·2 w/ XJPYCA-RC-Z
UNCAPPED
ORGANIZATION24 w/ Paul·11 w/ XJPYCA-RC-Z
Total Foreign Exchange
ORGANIZATION26 w/ Paul·9 w/ XJPYCA-RC-Z
CIT GROUP INC
ORGANIZATION22 w/ Paul·11 w/ XJPYCA-RC-Z
Barclays
ORGANIZATION22 w/ Paul·9 w/ XJPYCA-RC-Z