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10017-2014 (Reviewed) FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 10/1/10 to 10/31/10 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young William Doherty III Banker Investment Specialist Client Service Team Client Service Team 212-464-0701 (212) 622-2770 800/634-131
APEAKE LODGING TRUST @ 16.75 67,000.00 BROKERAGE TAX &/OR SEC 10/13 10/18 Sale 200.00 1.14 J.P. MORGAN SECURITIES LLC TRADE DATE 10/07/10 NAVIOS MARITIME PARTNERS LP @ 18.25375 45,634.38 BROKERAGE TAX &/OR SEC 10/15 10/20 Sale 125.00 .78 J.P. MORGAN SECURITIES LLC TRADE DATE 10/13/10 TEEKAY TANKERS LTD -
k Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. For the Period 5/1/12 to 5/31/12 Asset Account J.P. Morgan Team Paul Morris Paul Barrett Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.com Please
D: 416518-50-4) LPL INVESTMENT HOLDINGS INC @ 34.68944 124,881.98 BROKERAGE 180.00 TAX &/OR SEC 2.80 J.P. MORGAN SECURITIES LLC (ID: 50213H-10-0) NAVIOS MARITIME PARTNERS LP @ 15.58 46,740.00 BROKERAGE 150.00 TAX &/OR SEC 1.05 J.P. MORGAN SECURITIES LLC (ID: Y62267-10-2) CARLYLE GROUP/THE @ 22.031 110,155.00 BROKERAGE
rk, NY 10017-2014 SOUTHERN FINANCIAL, LLC ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team Client Service Team Client Se
T SECURITIES CO 2003-10 CL B2 Pro Rata 6.000% 04/25/2033 DTD 03/28/2003 PAYMENT A/C PRINCIPAL (ID: 86359A-QW-6) Sale High Cost Sale High Cost NAVIOS MARITIME PARTNERS LP @ 14.010004 35,025.01 BROKERAGE 100.00 TAX &/OR SEC .61 J.P. MORGAN SECURITIES LLC (ID: Y62267-10-2) MS MARKET PLUS MRK 08/20/14 80% EKO BARRIER3.
Entities connected to both Paul Barrett and NAVIOS MARITIME PARTNERS LP

JPMorgan Chase
ORGANIZATION
Newark
LOCATIONSecurities Investor Protection Corporation
ORGANIZATION
Paul Morris
PERSON
the Internal Revenue Service
ORGANIZATION
FDIC
ORGANIZATION
Deutsche Bank
ORGANIZATION
Bank of America
ORGANIZATION
Ghislaine Maxwell
PERSONUNCAPPED
ORGANIZATIONCIT GROUP INC
ORGANIZATION
Barclays
ORGANIZATIONCITIGROUP CAPITAL XIII
ORGANIZATIONBIOGEN IDEC INC
ORGANIZATIONUS Small/Mid Cap Equity
ORGANIZATION