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S, INC. 270 Park Avenue, New York, NY 10017-2014 ACCT. W60975005 For the Period 3/1/13 to 3/31/13 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Te
ely 8.3% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.6 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholder.com/jpmorga
Avenue, New York, NY 10017-2014 ACCT. W60975005 For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team Client Service Team Client Se
ely 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholder.com/jpmor
NY 10017-2014 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team Client Service Team Client Se
ely 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: EFTA01548032 http://investor.shareh
10017-2014 DARREN K. INDYKE IRA ROLLOVER ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team William Sheridan Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Banker Investment Specialist Client Service Team Client Service Team Client Se
ely 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholder.com/jpmor
York, NY 10017-2014 DARREN K. INDYKE IRA ROLLOVER ACCT. W22278001 For the Period 3/1/13 to 3/31/13 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Te
ely 8.3% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.6 billion by $5.0 billion. Complete copies of the JPMS LLC's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholder.com/jpmorga
Entities connected to both Paul Barrett and the JPMS LLC's

JPMorgan Chase
ORGANIZATION
Justin Trudeau
PERSON
Newark
LOCATIONSecurities Investor Protection Corporation
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONJustin Nelson
PERSON
Nassau
LOCATIONDarren Indyke
PERSONJason Grosse
PERSONNet Capital Requirements
ORGANIZATION
Bank of America
ORGANIZATION
Ghislaine Maxwell
PERSONJ.P. Morgan Securities LLC's
ORGANIZATIONGlobal Access Portfolios
ORGANIZATIONJPMorgan Fund
ORGANIZATIONWilliam Sheridan
PERSONGina Magliocco
PERSONCITIGROUP CAPITAL XIII
ORGANIZATIONUS Small/Mid Cap Equity
ORGANIZATIONGENERAL MOTORS CO CV
ORGANIZATION