Epstein Secrets

ar Steams and billions of dollars of losses to firms around the world. The two Bear Steams executives most directly involved in managing the funds, Ralph Cioffi and Matthew Tannin, have been indicted for repeatedly lying to investors about the Enhanced Fund's condition from February to June 2007, when the F

nder the laws of the State of Delaware with its principal place of business located at 383 Madison Avenue, New York, New York, and was the parent of Bear, Steams & Co. Inc. and BSAM. Bear Steams, a global investment bank, securities trading, and financial services firm, marketed itself as having particular expertise in

f any of them. 12. "Fund Managers" means any person involved, directly or indirectly, in the management of the Funds, including without limitation Ralph Cioffi, Matthew Tannin, Colin Gordon, and Franklin Collins. 13. The term "Bear Steams Fund" means any hedge fund, mutual fund, private equity fund or ot

Disputes (the "Code") and the NASD Discovery Guide for Arbitration Proceedings (the "Guide"), Respondents The Bear Steams Companies, Inc. ("BSC"), Bear, Steams & Co. Inc. (BS&Co.), and Bear Steams Asset Management Inc. ("BSAM") (collectively, the "Bear Steams Respondents"), by their attorneys, Kramer Levin Naftalis &

dit Quality. Cayne: James E. Cayne, a director, Chairman of the Board and Chief Executive Officer of Bear Stearns during the Class Period. Cioffi: Ralph Cioffi, the Bear Steams trader who started and managed the High Grade Fund, a Managing Director of BSAM and a Director of BSC. CDOs: Collateralized debt o

Filed 02/27/09 Page 10 of 347 B&D AAG: AAG that was applicable to Brokers and Dealers in Securities. Bear Stearns: The Bear Steams Companies Inc., Bear, Steams & Co. Inc., and Bear Steams Asset Management. Bear Stearns Defendants: The Bear Steams Companies Inc.; James E. Cayne; Alan D. Schwartz; Warren Spector; Samu