Document Mentions (3 shared documents)

EFTA01478313

4 mentions1 same-page

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ONSHIP Snyder, Daniel 3/31/2016 0 U.S. Letter of Credi t 50000000 BPS 100 500000 Stewart Somerset Partners- SOMERSET PARTNERS RELATIONSHIP Oldfield Somerset Partners 2/29/2016 10 O Paul Morris Introduction SONEN CAPITAL RELATIONSHIP Sonen Capital 3/31/2016 0 Private Weal th Premium Mone

000 Structured Credit PARAMI CAPITAL MANAGEMENT RELATIONSHIP Vaid, Rahul 6/30/2016 75 U.S. Secured Lending (Lombard) 50000000 BPS 300 1500000 Oldfield 0 IF(H 11="BPS",J11*(L11/12),J11)=0 IF(H1l="BPS",J11,0)=1500000 Deposits PARAMI CAPITAL MANAGEMENT RELATIONSHIP Parami Capital Management 3/31

.S. Structured Lending (Secured) 150000000 art Oldfield Introduction ANNANDALE CAPITAL RELATIONSHIP Annandale ate Wealth Premium Money Market 0 Stewart Oldfield Introduction ARDEN ASSET MGMT RELATIONSHIP Arden Asset ate Wealth Premium Money Market 0 Stewart Oldfield KCP Private Markets ASPEN GROVE CAPI

00000 Stewart Oldfield Lending FITZGIBBONS, JOHN RELATIONSHIP Deerpath Capital Management Letter of Credit 30000000 BPS 100 300000 Paul Morris Airplane Loan FITZGIBBONS, JOHN RELATIONSHIP Fitzgibbons, John 3/31/2016 Structured Lending (Secured) 10000000 BPS 100 100000 Paul Morris Structured Credit

EFTA01475567

3 mentions1 same-page

Page ?Same page

7)=2916.6666666666665 IF(G7="BPS",17,0)=35000 Phoenix America ORIX Corporation 12/31/2015 75 Private Equity Funds 10000000 Flat Fee - 400000 Oldfield 0 IF(G8="BPS",18*(KB/12),18)=400000 IF(G 8="BPS",18,0)=0 Deposits Parami Capital Management 12/31/2015 75 Money Market 10000000 BPS 35 3

e Wealth Premium Checking w/Interest 25 Private Wealth Premium Checking w/In BPS 40 40000 Paul Morris 12/31/2015 10 U.S. Structured Lending Stewart Oldfield Portfolio Services, LLC 9/30/2015 10 50 125000 Paul Morris Portfolio Services, LLC 9/30/2015 25 BPS 40 200000 Paul Morris Portfolio Service

ee 10 U.S. Letter (Lombard) 250000000 000 BPS 200 Fitzgibbons, John- Arm 4000000 BPS Commercial Mortgage 000 BPS 100 50000 Paul Morris Airplane Loan Fitzgibbons, John 9/30/2015 10000000 BPS 100 100000 Paul Morris 12/31 9/30/2015 25 U.S. Letter of Credi ris Private Wealth Premium Checki

EFTA01475372

2 mentions1 same-page

Page ?Same page

aul Morris Ergen, Charles 9/30/2015 50 000 BPS 200 Fitzgibbons, John- Arm 4000000 BPS Commercial Mortgage 000 BPS 100 50000 Paul Morris Airplane Loan Fitzgibbons, John 9/30/2015 10000000 BPS 100 100000 Paul Morris 12/31 300000 Paul Morris 50 U.S. Structured Lending (Secured) 2500 Broker