Document Mentions (3 shared documents)

EFTA01475567

3 mentions1 same-page

Page ?Same page

7)=2916.6666666666665 IF(G7="BPS",17,0)=35000 Phoenix America ORIX Corporation 12/31/2015 75 Private Equity Funds 10000000 Flat Fee - 400000 Oldfield 0 IF(G8="BPS",18*(KB/12),18)=400000 IF(G 8="BPS",18,0)=0 Deposits Parami Capital Management 12/31/2015 75 Money Market 10000000 BPS 35 3

e Wealth Premium Checking w/Interest 25 Private Wealth Premium Checking w/In BPS 40 40000 Paul Morris 12/31/2015 10 U.S. Structured Lending Stewart Oldfield Portfolio Services, LLC 9/30/2015 10 50 125000 Paul Morris Portfolio Services, LLC 9/30/2015 25 BPS 40 200000 Paul Morris Portfolio Service

0 Paul Morris Fitzgibbons, John 9/30/2015 100 40000 Paul Morris Fitzgibbons, John 9/30/2015 Product Name Actual Assets Stru 25 Brokerage (Commissio 25 U.S. Structured Lend (Secured) 2500 Brokerage (Commissions) 50000000 BPS 5 90 Private Wealth Premium Checking 50000000 BPS (Secured) 2

EFTA01475372

2 mentions1 same-page

Page ?Same page

0 Paul Morris Fitzgibbons, John 9/30/2015 100 40000 Paul Morris Fitzgibbons, John 9/30/2015 Product Name Actual Assets Stru 25 Brokerage (Commissio 25 U.S. Structured Lend 30000000 BPS 100 300000 Paul Morris DF Enterprises 12/31/2015 50 U.S. Secured Lending 2000000 Paul Morris Elysium

EFTA01477330

2 mentions1 same-page

Page ?Same page

ee Actual Revenue Sales Team Member Real Estate Opportunity 54 MADISON PARTNERS RELATIONSHIP 75 U.S. Structured Lending (Secured) 150000000 art Oldfield Close Date (%) Product Name 54 Madison Partners 3/31/2016 BPS 550 12000000 Stew Ban ng N ac , Leon D. um Checking 25000000 BPS 40 10

UM MANAGEMENT RELATIONSHIP vatives (Equity - Option) 250000000 Introduction ELYSIUM MANAGEMENT RELATIONSHIP Private Wea th Premi 75 Brokerage (Commissio Paul Morris Elysium Management 3/31/2016 125000 Paul Morris Elysium Management 3/31/2016 BPS 100 2500000 Paul Morris AP Investco LLC 3/31/2