Document Mentions (3 shared documents)

EFTA01478313

4 mentions1 same-page

Page ?Same page

ONSHIP Snyder, Daniel 3/31/2016 0 U.S. Letter of Credi t 50000000 BPS 100 500000 Stewart Somerset Partners- SOMERSET PARTNERS RELATIONSHIP Oldfield Somerset Partners 2/29/2016 10 O Paul Morris Introduction SONEN CAPITAL RELATIONSHIP Sonen Capital 3/31/2016 0 Private Weal th Premium Mone

000 Structured Credit PARAMI CAPITAL MANAGEMENT RELATIONSHIP Vaid, Rahul 6/30/2016 75 U.S. Secured Lending (Lombard) 50000000 BPS 300 1500000 Oldfield 0 IF(H 11="BPS",J11*(L11/12),J11)=0 IF(H1l="BPS",J11,0)=1500000 Deposits PARAMI CAPITAL MANAGEMENT RELATIONSHIP Parami Capital Management 3/31

.S. Structured Lending (Secured) 150000000 art Oldfield Introduction ANNANDALE CAPITAL RELATIONSHIP Annandale ate Wealth Premium Money Market 0 Stewart Oldfield Introduction ARDEN ASSET MGMT RELATIONSHIP Arden Asset ate Wealth Premium Money Market 0 Stewart Oldfield KCP Private Markets ASPEN GROVE CAPI

(Asset-Based Fees) - Advisor Select 10000000 BPS 20 20000 Additional Banking SOUTHERN FINANCIAL RELATIONSHIP Southern Financial LLC 3/31/2016 Private Wealth Premium Checking w/Interest 50000000 BPS 20 100000 SUM(G2:G19)=6.43E8 SUM(J2:J19)=31637515 SUM(M2:M19)=400000 SUM(N2:N19)=27872515 75 Structu Brok

EFTA01475567

3 mentions1 same-page

Page ?Same page

7)=2916.6666666666665 IF(G7="BPS",17,0)=35000 Phoenix America ORIX Corporation 12/31/2015 75 Private Equity Funds 10000000 Flat Fee - 400000 Oldfield 0 IF(G8="BPS",18*(KB/12),18)=400000 IF(G 8="BPS",18,0)=0 Deposits Parami Capital Management 12/31/2015 75 Money Market 10000000 BPS 35 3

e Wealth Premium Checking w/Interest 25 Private Wealth Premium Checking w/In BPS 40 40000 Paul Morris 12/31/2015 10 U.S. Structured Lending Stewart Oldfield Portfolio Services, LLC 9/30/2015 10 50 125000 Paul Morris Portfolio Services, LLC 9/30/2015 25 BPS 40 200000 Paul Morris Portfolio Service

Product Name Actual Assets Stru 25 Brokerage (Commissio 25 U.S. Structured Lend (Secured) 2500 Brokerage (Commissions) 50000000 BPS 5 90 Private Wealth Premium Checking 50000000 BPS (Secured) 20000000 Global Select - Fixed Income Private Wealth Premium Check Brokerage (Commissions) 1000 Commercial Rea

EFTA01475372

2 mentions1 same-page

Page ?Same page

BPS 100 100000 Paul Morris 12/31 300000 Paul Morris 50 U.S. Structured Lending (Secured) 2500 Brokerage (Commissions) 50000000 BPS 5 90 Private Wealth Premium Checking 50000000 BPS 9/30/2015 25 U.S. Letter of Credi ris Private Wealth Premium Checking 25000000 25 Standard Mortgage - 5/1 Arm 2500 Pr