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2015 01 Business Review April 2015 Paul Morris Stewart Oldfield EFTA01472840 1 Strong start to 2015 should have us on target for projected $3-5mm in revenue. Have met with 30+ unique clients/prospects Priva
ctivities Investment Banking/Asset Management introductions — Structured Credit Sales (3), Risk Factors EFTA01472841 Important information As a New York State-chartered bank, Deutsche Bank Trust Company Americas is required by law, under penalty of sanctions, to ensure that securities held by it as a cust
2018 Account Planning RM contribution Relationship Name: Jockey Club Banker Team: Stewart Oldfield GCIS Number: Relationship Team: ISG: Brian Harrington DPM: KCP: Lending: Joshua Frank Client Profile Trust/Custody: WPS: Deposits: Stewart
ence after James R. Keene spearheaded a drive in support of racehorse trainers who had complained about the Board of Control that governed racing in New York State. The Jockey Club is the registry for all Thoroughbred horses in the United States, Canada, and Puerto Rico and maintains offices in New York City a
2018 Account Planning RM contribution Relationship Name: Jockey Club Banker Team: Stewart Oldfield GCIS Number: 0000043346 Relationship Team: ISG: Brian Harrington/Frank DeBenedittis Trust/Custody: DPM: Paul Bartilucci WPS: KCP: Matt Glassma
ence after James R. Keene spearheaded a drive in support of racehorse trainers who had complained about the Board of Control that governed racing in New York State. The Jockey Club is the registry for all Thoroughbred horses in the United States, Canada, and Puerto Rico and maintains offices in New York City a
2018 Account Planning RM contribution Relationship Name: Jockey Club Banker Team: Stewart Oldfield GCIS Number: 0000043346 Relationship Team: ISG: Brian Harrington/Frank DeBenedittis Trust/Custody: DPM: WPS: KCP: Deposits: Charlie Burrows
ence after James R. Keene spearheaded a drive in support of racehorse trainers who had complained about the Board of Control that governed racing in New York State. The Jockey Club is the registry for all Thoroughbred horses in the United States, Canada, and Puerto Rico and maintains offices in New York City a
t has had a long standing relationship with Deutsche Bank since March 1976 and was previously managed by Terri Sohrab and then Michael Mullin before Stewart Oldfield took over in Nov. 2017. They currently have over 20 deposit accounts and 4 brokerage accounts with current AUMs of approximately $60mm. They also h
ence after James R. Keene spearheaded a drive in support of racehorse trainers who had complained about the Board of Control that governed racing in New York State. The Jockey Club is the registry for all Thoroughbred horses in the United States, Canada, and Puerto Rico and maintains offices in New York City a
2018 Account Planning RM contribution Relationship Name: Jockey Club Banker Team: Stewart Oldfield GCIS Number: Relationship Team: ISG: Brian Harrington/Frank DeBenedittis Trust/Custody: DPM: Paul Bartilucci WPS: KCP: Matt Glassman Deposits
ence after James R. Keene spearheaded a drive in support of racehorse trainers who had complained about the Board of Control that governed racing in New York State. The Jockey Club is the registry for all Thoroughbred horses in the United States, Canada, and Puerto Rico and maintains offices in New York City a
Entities connected to both Stewart Oldfield and New York State

Martha Stewart
PERSON
Richard Kahn
PERSON
Jeffrey Epstein
PERSONDeutsche Bank Securities Inc.
ORGANIZATION
Marc Rich
PERSONVahe Stepanian
PERSON
Alfredo Rodriguez
PERSON
Paul Morris
PERSONDarren Indyke
PERSON
Prince Andrew
PERSON
NEW YORK NY
LOCATION
Ariane de Rothschild
PERSON
Paul Barrett
PERSON
United States
LOCATIONDeutsche Bank Trust Company Americas
ORGANIZATIONHBRK Associates
ORGANIZATION
Tazia Smith
PERSON
New York
LOCATIONMatt Glassman
PERSON
Deutsche Bank
ORGANIZATION