Document Mentions (4 shared documents)

EFTA01472401

2 mentions1 same-page

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. Original Message From: Vahe Stepanian Sent: Monday, February 23, 2015 10:37 AM To: Roddy Moore; Andrew Xu Cc: Daniel Sabba; Troy-D Williams; Ariane Dwyer Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 38 0,000.00 (I) Classification: For internal use only

ssification: For Internal Use Only Original Message From: CMNY Margin Sent: Friday, February 20, 2015 10:42 AM To: Paul Morris; Amanda Kirby; Kevin Quinn; Tazia Smith; CRM-PWM Derivatives Subject: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( 0.00 ) for USD 380,00 Please find

EFTA01472403

2 mentions1 same-page

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Cc: Daniel Sabba Classification: For internal use only Fyi... Original Message From: Roddy Moore Sent: Monday, February 23, 2015 2:44 PM To: Ariane Dwyer; Vahe Stepanian Cc: Daniel Sabba; Troy-D Williams; Andrew Xu Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) f

EFTA01472427

2 mentions1 same-page

Page ?Same page

om DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC 0,000.00 (I) From: Paul Morris < Date: Tue, 24 Feb 2015 12:47:23 -0500 To: Vahe Stepanian Cc: Ariane Dwyer Daniel Sabba Amanda Kirby <a Classification: For internal use only Ok can you get on the distribution so in the future if there is one u get it,

irector Deutsche Bank Private Bank Original Message From: CMNY Margin Sent: Tuesday, February 24, 2015 12:39 PM To: Paul Morris; Amanda Kirby; Kevin Quinn; Tazia Smith; CRM-PWM Derivatives Subject: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( 0.00 Please find attached: Margin