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ow up to this morning's call Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 Begin forwarded message: From: Ariane Dwyer < Subject: RE: Follow up to this morning's call Date: January 11, 2016 at 8:46:50 AM EST To: Richard Kahn < Cc: Vahe Stepanian < >, Daniel Sabba
r Sent: Thursday, January 07, 2016 12:35 PM To: Richard Kahn Cc: Vahe Stepanian Subject: Follow up to this morning's call Hi Rich, I spoke with Pershing regarding the General Electric security exchange. They clarified that this was a mandatory exchange for holders of outstanding GE Preferred Stock. P
Sent: Wednesday, October 07, 2015 12:51 PM Eastern Standard Time To: Jj Litchford Cc: Ariane Dwyer; Paul Morris Subject: FW: SFL and Gratitude America Ltd [C] Classification: Confidential JJ - Rich Kahn just called us back. He would like to proc
ect: FW: SFL and Gratitude America Ltd [C] Classification: Confidential JJ - Rich Kahn just called us back. He would like to proceed with opening a Pershing account on the KCP desk for Gratitude to hold the GILD stock. Can you please send over all of the relevant KYC dots you have on your end as it rela
cial owns 2,469,000 of these securities (ap=rox. market value of $2.49mm) <=u> Please let us know how you would=like to proceed. <=u> Best, Ari Ariane Dwyer Analyst I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Mana ement =p class="MsoNormal"> This communication may
Richard Kahn Cc: Vahe Stepanian Subject: Follow up to this morning's calk/=> 2 EFTA_R1_01588000 EFTA02475042 <= class="MsoNormal">I spoke with Pershing regarding the General Electric =ecurity exchange. They clarified that this was a mandatory exchange for ho=ders of outstanding GE Preferred Stock. P
From: Vahe Stepanian Sent: 10/7/2015 12:51:34 PM To: 1j Litchford CC: Ariane Dwyer Subject: FW: SFL and Gratitude America Ltd [C] Classification: Confidential Paul Morris 33 - Rich Kahn just called us back. He would like to pro
and Gratitude America Ltd [C] Classification: Confidential Paul Morris 33 - Rich Kahn just called us back. He would like to proceed with opening a Pershing account on the KCP desk for Gratitude to hold the GILD stock. can you please send over all of the relevant KYC dots you have on your end as it rela
NY 10022 tel =12-971-1306 fax cell =17-414-7584 Begin forwarded message: From: =/b>Vahe Stepanian < To: Richard Kahn < Cc: Daniel Sabba < >, Ariane Dwyer < Subject: =/b>Commissions summary [C] Date: April 6, 2015 at 9:05:41 AM EDT Classification: Confidential Rich- hope you had a =reat holiday week
e and may be prepared on a different date =han your statement. This report uses information from sources that =ershing believes to be reliable, but Pershing cannot guarantee the =ccuracy of this information or the reliability of these sources. If you find discrepancies in this report, please contact your
Cc: Ariane Dwyer Subject: RE: Sfl and Gratitude America Ltd [C] Vahe do we really need a full KCP account for this? ---Original Message--- From: Vahe Stepanian Se
ect: FW: SFL and Gratitude America Ltd [C] Classification: Confidential JJ - Rich Kahn just called us back. He would like to proceed with opening a Pershing account on the KCP desk for Gratitude to hold the GILD stock. Can you please send over all of the relevant KYC does you have on your end as it rela
Entities connected to both Ariane Dwyer and Pershing

Ariane de Rothschild
PERSON
Paul Morris
PERSON
Jeffrey Epstein
PERSON
Daniel Sabba
PERSONVahe Stepanian
PERSON
Richard Kahn
PERSON
Martha Stewart
PERSON
Stewart Oldfield
PERSONDeutsche Bank Securities Inc.
ORGANIZATION
Marc Rich
PERSON
Deutsche Bank
ORGANIZATIONAmanda Kirby
PERSONDarren Indyke
PERSON
Bloomberg L.P.
ORGANIZATIONTodd Stevens
PERSON
Samantha Power
PERSON
United States
LOCATIONthe Securities and Exchange Commission
ORGANIZATION
John Brennan
PERSONJeanne Brennan
PERSON