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to discuss any questions or concerns you may have. As discussed, please feel free to contact me directly if I can be of assistance to you or to Mr. Galloway — my contact' " ow. For any Client Service issues, you may reach our 24/7 Client Services team at I look forward to working with you. Have a grea
oduced to regulatory authorities or others with a legal right to such. ****************************** From: Sepulveda, Paulina 5:06 PM To: Cc: 'Bruce Galloway; Subject: TD Ameritrade CONFIDENTIAL SDNY_GM_00012232 EFTA_00 122882 EFTA01268341 Hello Mr. Epstein, I am your new Investment Consultant here
GH") and Hedge Fund to the Mgmt Co. • Additional 10% Incentive Fee of Net Appreciation which exceeds 2.5x return of S&P • Mgmt Co. is owned by Galloway, Braun and Kim • Galloway Holdings is a [C-corp]., established in [Delaware] • Preferred Shares will be exchangeable into LISTCO shares 5 EF
Galloway Partners Introduction EFTA02672819 Contents Executive Summary 3 Market p port u rat-y Strateg Lxecution I I Track Record: Bruce Galloway 11 cISL, . LI I LS 19 Investment Tar(iets 77 Appendix 26 2 EFTA_R1_01947036 EFTA02672820 Executive Summary • Galloway Partners ("GP") is
O ("GH") and Hedge Fund to the Mgmt Co. • Additional 10% Incentive Fee of Net Appreciation which exceeds 2.5x return of • Mgmt Co. is owned by Galloway, Braun and Kim • Galloway Holdings is a [C-corp]., established in [Delaware] • Preferred Shares will be exchangeable into LISTCO shares 5 EF
ay Partners Introduction O.ber.13..0 EFTA00505780 Contents Executive Summary 3 Market Opportunity 6 Strategy & Execution 11 Track Record: Bruce Galloway 17 Case Studies 19 Investment Targets 22 Appendix 26 2 EFTA00505781 Executive Summary • Galloway Partners ("GP") is a newly established i
O ("GH") and Hedge Fund to the Mgmt Co. • Additional 10% Incentive Fee of Net Appreciation which exceeds 2.5x return of • Mgmt Co. is owned by Galloway and Kim • Galloway Holdings is a [C-corp] established in [Delaware] • Preferred Shares will be exchangeable into LISTCO shares 6 EFTA0050581
for making an investment decision. 2 EFTA00505808 Contents Executive Summary 4 Market Opportunity 7 Strategy & Execution 12 Track Record: Bruce Galloway 20 Case Studies 22 Investment Targets 25 Appendix 28 3 EFTA00505809 Executive Summary • Galloway Partners ("GP") is a newly established
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