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is notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCI. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in
BAN 'LOLL Account Number SOUTHERN CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 11 021 Go PaPeriess FIDAnSITIAL Rata. tacollera Ever/ Van Siva 2'007 DAL BAR RAVED COMMUNICATIONS rxenurnaer SDNY_GM_00046678 DB-SDNY-0008502 EFTA_OO156287 EFTA01288650 Schedule of Realized Gains and Loss
his notice or if you would hke additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in
8009809 CSF300l7 Go paperless CONFIDENTIAL - I P ease review your allocation cer cdray wth your Client Advisor. Page 1 of 18 L•colloni 'Inn, Van Siva 2007 0ALBAR RATED COMMUNICATIONS rxesarmer SDNY_GM_00045876 DB-SDNY-0008700 EFTA_00 156485 EFTA01288848 Asset Allocation Disclosure and Footn
is notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage i
:129.97SCSF30 'I ORAB ROI t paperless Til CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE Tt ONFID AENTI AL. Plated Pacelloril L very 'Van Siva 2007 DALBAR RATED COMMUNICATIONS exclurnaer Page 34010 SDNY GM 00048159 DB-SDNY-00 10983 EFTA_00158768 EFTA01290796 Portfolio Holdings (cont
Entities connected to both Securities Investor Protection Corporation and Van Siva

JPMorgan Chase
ORGANIZATIONthe State of New York
LOCATION
Ghislaine Maxwell
PERSONPershing
LOCATIONPershing LLC
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONJersey City
LOCATION
Baltimore
LOCATIONthe Options Clearing Corporation
ORGANIZATION
Barclays
ORGANIZATIONClient Service Information
ORGANIZATIONMoney Market Fund
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONPie Chart
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONON PERSHING'S
ORGANIZATION
CUSTOMS
ORGANIZATION