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lude those funds in models and programs. In addition, DEIS! may receive trail compensation in connection with sates of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBS1 provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SIPC.org or cal
tity Signature of Officer. Parir.er, Trustee Authorited*Pedi Print Name/Tine . No IIMIL Date C 1c3113 Signature of Officer. Partner. Trustee, Authorized Party ) ft .4..-Lay,... bC.A.L(24_._.S1--__ Date i 1(s li $ Prim Narreft Signature of Officer, Partner, Trustee. Authorized Parry Date Puiw Nante/
lude those funds in models and programs. In addition, DBSI may receive trail compensation in connection with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SIPC.org or c
Signature of Officer, Partner, Trustee, Authorized Parpr Jeffrey Epstein Cn Si c^€ 0.-1 - Print Name/Title Signature of Officer, Partner, Trustee, Authorized Party Date. Print Name/Title Signature of Officer, Partner, Trustee, Authorized Party Date Print Name/Title 13-AWM-0196 EFTA01465469 012145.032813
ude those funds in models and programs. In addition, DBSI may receive trail compensation in connection with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC) DBSI provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SIPC.org or cal
yer ID No., Name of Entity Date Signature of Officer, Partner, Trustee, Authorized Party Print Name/ntle Signature of Officer, Partner, Trustee, Authorized Party Date. Print Name/Tille Signature of Officer, Partner, Trustee, Authorized Party Date Print Name/Title 12-PWM-0573 012145.011113 7 APPENDIX T
Entities connected to both Securities Investor Protection Corporation and Authorized Party
the State of New York
LOCATION
Jeffrey Epstein
PERSONPershing
LOCATION
Federal Reserve
ORGANIZATIONPershing LLC
ORGANIZATION
Deutsche Bank
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
United States
LOCATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONForeign Securities which Client
ORGANIZATIONthe Margin Account
ORGANIZATIONForeign Securities
ORGANIZATIONDeutsche Bank Trust Company Americas
ORGANIZATIONAdobe Reader
ORGANIZATION
Department of Labor
ORGANIZATIONthe U.S. Tax Equity
ORGANIZATIONthe Pre-Dispute Arbitration Clause
ORGANIZATIONPartner, Trustee
ORGANIZATIONthe Office Supervisor
ORGANIZATION