4
Shared Docs
4
Same-Page
4 / 4
Mentions
clude those funds in models and programs. In addition, DBSI may receive trail compensation in connection with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SlPC.org or cal
effect here time te twos. "Applicable Law- shall also include the rules of any national securities association, registered securities exchange or of the Options Cleating Corporation or other clearing organq.ation applicable to the trading of option contracts. 13.AWM-0198 012145 032813 SDNY_GM_00038427 CONFIDENTIAL CONFIDENT
his notice or if you would like additional copies of the Disclosure Statement please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage i
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Cleating Corporation. Additional information regarding this procedure is available upon written request to your introducing km. Proxy Vote Securities not fully paid for
lude those funds in models and programs. In addition, DEIS! may receive trail compensation in connection with sates of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBS1 provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SIPC.org or cal
ffect trine time te nroe. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Cleating Corporation or other clearing organization applicable to the trading of option contracts. 13.8W/44198 9 012145 032813 CONFIDENTIAL - PURSUANT TO FED. R. CRI
is notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage i
bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Cleating Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f
Entities connected to both Securities Investor Protection Corporation and the Options Cleating Corporation

JPMorgan Chase
ORGANIZATION
the Internal Revenue Service
ORGANIZATIONthe State of New York
LOCATION
Jeffrey Epstein
PERSONPershing
LOCATION
Federal Reserve
ORGANIZATIONPershing LLC
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONJersey City
LOCATION
Baltimore
LOCATIONClient Service Information
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONMoney Market Fund
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONPie Chart
ORGANIZATION
Jeff Sessions
PERSONTHE CLEARING FACILITY
ORGANIZATIONThe European Central Bank
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION