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clude those funds in models and programs. In addition, OBSI may receive trail compensation in conneetion with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as e member of SIPC. For additional information on this coverage see www.SlPC.org or cel
, providing Client information outside of DBSI. 7. "Party" or "Parties' means Client(s) and DBSI, together with its affiliates, collectNely. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
ude those funds in models and programs. In addition, DBSI may receive trail compensation in eonnection with sales of euchon rate seourities. • 12. Securities Investor Protection Corporation (SIPC). OBSI provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SlPC.org or cal
ns, providing Client information outside of DBSI. 7. tatty" or "Parties' means Client(s) and DBSI, together with its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation Of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
clude those funds in models and programs. In addition, DBSI may receive trail compensation in connection with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SlPC.org or cal
, providing Client information outside of DBSI. 7. 'Party' or 'Parties" menns Client(s) and DBSI, together with its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
clude those funds in models and programs. In addition, DBSI may receive trail compensation in connection with selss of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SlPC.org or cal
, providing Client information outside of D8S1. 7. 'Party' or 'Parties' means Clients) and OBSI, together witfr its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
clude those funds in models and programs. In addition. DBSI may receive trail compensation in conneetion with sales of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBSI provides SIPC coverage through Pershing end/or as a member of SIPC. For additional information on this coverage see www.SlPC.org or cel
, providing Client information outside of OBSI. 7. "Party" or "Parties" means Clients) and OBSI, together with its affiliates. collectively. 8. "Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
lude those funds in models and programs. In addition, DEIS! may receive trail compensation in connection with sates of auction rate securities. 12. Securities Investor Protection Corporation (SIPC). DBS1 provides SIPC coverage through Pershing and/or as a member of SIPC. For additional information on this coverage see www.SIPC.org or cal
s, providing Client information outside of DBSI. 7. 'Party" or 'Parties' menns Clients) and DBSI, together whn its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
Entities connected to both Securities Investor Protection Corporation and Restricted Securities'

the Internal Revenue Service
ORGANIZATIONthe State of New York
LOCATION
FDIC
ORGANIZATION
Jeffrey Epstein
PERSONPershing
LOCATION
Federal Reserve
ORGANIZATIONPershing LLC
ORGANIZATION
Deutsche Bank
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
United States
LOCATION
Joi Ito
PERSONApplicable Law
PERSONDEISI
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONForeign Securities which Client
ORGANIZATIONthe Margin Account
ORGANIZATIONSouthern Trust Company
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATION