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ement refers to Deutsche Bank's wealth management activities for high-net-worth clients around the world. Deutsche Bank Alex. Brown is a division of Deutsche Bank Securities Inc. Page 2 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054940 CONFIDENTIAL SDNY_GM_00201124 EFTA01364406
law. These securities have not been registered under the United States Securities Act of 1933 and trading in the securities has not been approved by the United States Commodity Exchange Act, as amended. The Bank and affiliates "Deutsche Bank" means Deutsche Bank AG and its affiliated companies, as the context requires. Deutsche Bank Pr
ement refers to Deutsche Bank's wealth management activities for high-net-worth clients around the world. Deutsche Bank Alex. Brown is a division of Deutsche Bank Securities Inc. Page 2 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054971 CONFIDENTIAL SDNY_GM_00201155 EFTA01364435
law. These securities have not been registered under the United States Securities Act of 1933 and trading in the securities has not been approved by the United States Commodity Exchange Act, as amended. The Bank and affiliates "Deutsche Bank" means Deutsche Bank AG and its affiliated companies, as the context requires. Deutsche Bank Pr
ement refers to Deutsche Bank's wealth management activities for high-net-worth clients around the world. Deutsche Bank Alex. Brown is a division of Deutsche Bank Securities Inc. Page 2 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055027 CONFIDENTIAL SDNY_GM_00201211 EFTA01364487
law. These securities have not been registered under the United States Securities Act of 1933 and trading in the securities has not been approved by the United States Commodity Exchange Act, as amended. The Bank and affiliates "Deutsche Bank" means Deutsche Bank AG and its affiliated companies, as the context requires. Deutsche Bank Pr
ement refers to Deutsche Bank's wealth management activities for high-net-worth clients around the world. Deutsche Bank Alex. Brown is a division of Deutsche Bank Securities Inc. Deutsche Bank E(1,:tCF 11 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055621 CONFIDENTIAL SDNY_GM_00201805 EFTA01365029
law. These securities have not been registered under the United States Securities Act of 1933 and trading in the securities has not been approved by the United States Commodity Exchange Act, as amended. The Bank and affiliates 'Deutsche Bank" means Deutsche Bank AG and its affiliated companies, as the context requires. Deutsche Bank Pr
ement refers to Deutsche Bank's wealth management activities for high-net-worth clients around the world. Deutsche Bank Alex. Brown is a division of Deutsche Bank Securities Inc. Deutsche Bank E(1,:tCF 11 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055659 CONFIDENTIAL SDNY_GM_00201843 EFTA01365053
law. These securities have not been registered under the United States Securities Act of 1933 and trading in the securities has not been approved by the United States Commodity Exchange Act, as amended. The Bank and affiliates 'Deutsche Bank" means Deutsche Bank AG and its affiliated companies, as the context requires. Deutsche Bank Pr
Entities connected to both Deutsche Bank Securities Inc. and the United States Commodity Exchange Act

Deutsche Bank
ORGANIZATIONthe United States Securities Act
ORGANIZATION
Julie K. Brown
PERSONSecurities Investor Protection Corporation
ORGANIZATION
United Kingdom
LOCATIONDeutsche Bank Alex. Brown
ORGANIZATIONDeutsche Bank Private Wealth Management
ORGANIZATION