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uestions or assistance on any matter relating to these Account(s). Client must direct all formal complaints against DBSI or, any of its employees to Deutsche Bank Securities Inc., Compliance Department - Client Inquiries. 60 Wall Street, 23rd Floor, Mail Stop NYC60.2330, New York. NY 10005-2836 or Client may call (212) 260.1
, providing Client information outside of DBSI. 7. "Party" or "Parties' means Client(s) and DBSI, together with its affiliates, collectNely. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
questions,or assistance on any matter relating to these Account(s). Client must direct all formal complaints against DBSI or'any of its employees to Deutsche Bank Securities Inc., Compkance Department • Client Inquiries, 60 Wall Street. 23rd Floor. Mad Stop NYC60-2330, New York, NY 10005-2836 or Client may call (212) 250-108
ns, providing Client information outside of DBSI. 7. tatty" or "Parties' means Client(s) and DBSI, together with its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation Of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
n shall be by FINRA or a specific national securities exchange of which DBSI is a member, but failure to make such election by registered letter to Deutsche Bank Securities Inc., Compliance Department - Attention: Director of Compliance. 60 Wall Street 23rd Floor. Mail Stop NYC60-2330. New York, NY 10005-2836 within five day
, providing Client information outside of DBSI. 7. 'Party' or 'Parties" menns Client(s) and DBSI, together with its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
n shelf be by FINRA or a specific national securities exchange of which DBSI is a member, but failure to make such election by registered letter to Deutsche Bank Securities Inc., Compliance Department - Attention: Director of Compliance. 60 Wall Street. 23rd Floor, Mail Stop NYC60-2330, New York. NY 10005-2836 within five da
, providing Client information outside of OBSI. 7. "Party" or "Parties" means Clients) and OBSI, together with its affiliates. collectively. 8. "Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
shall be by FINRA or a specific national securities exchange of which DEISI is a member, but failure to make such election by registered letter to Deutsche Bank Securities Inc., Compliance Department - Attention: Director of Compliance, 60 Wall Street, 23rd Floor, Mail Stop NYC00-2330. New York, NY 10005-2836 within five da
s, providing Client information outside of DBSI. 7. 'Party" or 'Parties' menns Clients) and DBSI, together whn its affiliates, collectively. 8. 'Restricted Securities' means securities of a corporation of which Client is a director, executive officer or 10% stockholder, or otherwise classified as a control person o
Entities connected to both Deutsche Bank Securities Inc. and Restricted Securities'

Jeffrey Epstein
PERSON
Deutsche Bank
ORGANIZATION
United States
LOCATIONPershing
LOCATIONSouthern Trust Company
ORGANIZATIONthe State of New York
LOCATIONPershing LLC
ORGANIZATION
FDIC
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONDEISI
ORGANIZATIONthe Margin Account
ORGANIZATIONSecurities and Other Property
ORGANIZATIONCustomer Inquiries/Customer Complaints
ORGANIZATIONthe Federal Arbitration Act
ORGANIZATION
St Thomas
LOCATION
Federal Reserve
ORGANIZATIONApplicable Law
PERSON
Joi Ito
PERSONthe Options Clearing Corporation
ORGANIZATION