Document Mentions (5 shared documents)

EFTA00128837

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elow. Best regards, Daniel CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0070625 DB-SDNY-0070625 EFTA00128837 Key Client Partners Deutsche Bank Securities Inc. Tel. Mobile Email — For/ranted by Darrel Sabbaklb/dbcom on 01/05!101509'47 AM From. To' Date Subject db/dbcom idb/dbcom, dbldboom. il ext/

day, January 05, 2015 9:50 AM To: Renee Maxey Cc: [email protected]; Paul Morris; Vahe Stepanian; Amanda Kirby; Roddy Moore; Troy-D Williams; Mary Breslin; Kristine Petunia; Loma Barrow-Austin; Brendan Droge Subject: Fw: Southern Financial LLC/Deutsche Bank AG - GMRA [Document Attached] [C] Classifica

EFTA01282704

2 mentions1 same-page

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Transactions with respect to which Party A has dealt with a representative of Party B in the United States or Party B has dealt with an officer of Deutsche Bank Securities Inc. ("PBS!'), an affiliate of Party A ("Applicable Transactions"): (a) As a broker-dealer registered with the SEC. DBSI, as agent, will be responsible

on of this Agreement under the Contracts (Rights of Third Parties) Act 1999. DEUTSCHE BANK AG SOUTyl RN TRUST CO ili 7) 1/24i6 ByK By i Mary Breslin B Title 3- cc,- efici-ern Prag - ckj Title a c../ Vice President Date Date a - ato -- (C . By Title CYNTHIA CUOMO DIRECTOR Date C

EFTA00169659

2 mentions1 same-page

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Transactions with respect to which Party A has dealt with a representative of Party B in the United States or Party B has dealt with an officer of Deutsche Bank Securities Inc. ("OBS!), an affiliate of Party A ("Applicable Transactions"): (a) As a broker-dealer registered with the SEC, DBSI, as agent, will be responsible

n shall have any right to enforce any provision of this Agreement under the Contracts (Rights of Third Parties) Act 1999. DEUTSCHE BANK AG EV By Mary Breslin Title Vice President Date By Title Date CYNTHIA CUOMO DIRECTOR SOUTH RN TRUST CO By Tit le Date ccreepa-c in / Reaggui - -O2(O lS