Epstein Secrets

New Yalt Meta CarpotatIon (SHY Mellon) Per IhnglIC. merger on) DB-SDNY-0009108 EFrA_00156893 EFTA01289256 Portfolio Holdings (continued) Due ARIAN FIXED INCOME 21.00% of Portfolio (In Maturity Date Sequence) °Asset Backed Securities WASHINGTON M UT M TG SECS CORP 2004-RA2 TG PASSTHRU CTF CL

ur tax advisor in the preparation of your tax returns. 3 The cost basis of Ibis security has been provided fo us by you or your introducing firm and Pershing makes no representation as fo fhe accuracy of fhis information. 5 Unrealized gains and losses are not reported for securities for which cost basis o

rvices offered by or through Financial Institution and/ or Pershing or any financial information I/we may have provided to Financial Institution and Pershing. l/ we understand that Financial Institution and Pershing, LLC may contact the named Trusted Contact Person(s) if there are questions/ concerns about

oviding Trusted Party information to my broker or advisor for electronic capture, l/ we authorize the named Financial Institution and Pershing LLC ("Pershing') and their affiliates to share my nonpublic personal information' held at Financial Institution and Pershing with the named trusted contact person(

w York, NY 10022 Begin forwarded message: From: Ariane Dwyer < Subject: RE: Follow up to this morning's

r Sent: Thursday, January 07, 2016 12:35 PM To: Richard Kahn Cc: Vahe Stepanian Subject: Follow up to this morning's call Hi Rich, I spoke with Pershing regarding the General Electric security exchange. They clarified that this was a mandatory exchange for holders of outstanding GE Preferred Stock. P

Associate, KCP U.S. ay ipman Analyst, KCP U.S. Ariane Dwyer Analyst, KCP U.S. Melissa Mittelman Anal

saction revenues will be shared 50/50 between AWM and CB&S and reviewed on a monthly basis — In general, KCP clients will be on-boarded to the AWM (Pershing) platform for execution where possible (100% revenues for AWM, visible in GMIS) What is the added value of KCP to the client? — Unique investment

1 PM Eastern Standard Time To: Jj Litchford Cc: Ariane Dwyer; Paul Morris Subject: FW: SFL and Gratitud

ect: FW: SFL and Gratitude America Ltd [C] Classification: Confidential JJ - Rich Kahn just called us back. He would like to proceed with opening a Pershing account on the KCP desk for Gratitude to hold the GILD stock. Can you please send over all of the relevant KYC dots you have on your end as it rela

ri ht:0 x;margin-bottom:0px;margin-left:=pC>From: Ariane Dwy=r Su=ject: RE: Follow up to this morning's c

Richard Kahn Cc: Vahe Stepanian Subject: Follow up to this morning's calk/=> 2 EFTA_R1_01588000 EFTA02475042 <= class="MsoNormal">I spoke with Pershing regarding the General Electric =ecurity exchange. They clarified that this was a mandatory exchange for ho=ders of outstanding GE Preferred Stock. P

: 10/7/2015 12:51:34 PM To: 1j Litchford CC: Ariane Dwyer Subject: FW: SFL and Gratitude America Lt

and Gratitude America Ltd [C] Classification: Confidential Paul Morris 33 - Rich Kahn just called us back. He would like to proceed with opening a Pershing account on the KCP desk for Gratitude to hold the GILD stock. can you please send over all of the relevant KYC dots you have on your end as it rela

ian < To: Richard Kahn < Cc: Daniel Sabba < >, Ariane Dwyer < Subject: =/b>Commissions summary [C] Da

e and may be prepared on a different date =han your statement. This report uses information from sources that =ershing believes to be reliable, but Pershing cannot guarantee the =ccuracy of this information or the reliability of these sources. If you find discrepancies in this report, please contact your

Cc: Ariane Dwyer Subject: RE: Sfl and Gratitude America Ltd

ect: FW: SFL and Gratitude America Ltd [C] Classification: Confidential JJ - Rich Kahn just called us back. He would like to proceed with opening a Pershing account on the KCP desk for Gratitude to hold the GILD stock. Can you please send over all of the relevant KYC does you have on your end as it rela