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ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
ncial products that relate to investment in investment funds increases, Millennium will continually evaluate new sources of financing and leverage. The Fund's Risk Management Program Millennium maintains an investment risk assessment and management program designed to identify, measure, monitor, manage and report on the market r
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
llennium will continually evaluate new sources of financing and leverage. ML281817-MAXWELL II-5I CONFIDENTIAL UBSTERRAMAR00002467 EFTA00238023 The Fund's Risk Management Program Millennium maintains an investment risk assessment and management program designed to identify, measure, monitor, manage and report on the market r
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
ases, Millennium will continually evaluate new sources of financing and leverage. -MAXWELL II-5I CONFIDENTIAL UBSTERRAMAR00001414 EFTA00237060 The Fund's Risk Management Program Millennium maintains an investment risk assessment and management program designed to identify, measure, monitor, manage and report on the market r
Entities connected to both UBS Securities LLC and The Fund's Risk Management Program

UBS AG
ORGANIZATION
United States
LOCATION
Federal Reserve
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
New York State
LOCATION
New York
LOCATIONUBS Fund
ORGANIZATION
Department of Justice
ORGANIZATIONCease & Desist
ORGANIZATION
Ghislaine Maxwell
PERSON
Fannie Mae
ORGANIZATIONThe Ohio Division of Securities
ORGANIZATIONLehman
ORGANIZATIONBrought
ORGANIZATIONCayman
LOCATIONLehman Structured Products
ORGANIZATIONMillennium USA LP
ORGANIZATION
Millennium
ORGANIZATION
Internal Revenue Service
ORGANIZATION
Marc Rich
PERSON