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ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
f the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are required to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership is so registered with the Monetary Authority. As a regulated "master fund," the Master Partnersh
2 mentions1 same-page
Page ?Same page
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
mended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership has submitted an application for registration pursuant to the Law. As a regulated "master fund,
2 mentions1 same-page
Page ?Same page
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
mended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership has submitted an application for registration pursuant to the Law. As a regulated "master fund,
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Mutual Connections (143)
Entities connected to both UBS Securities LLC and the Cayman Islands Monetary Authority
United States
LOCATION10 w/ UBS·9 w/ the
UBS AG
ORGANIZATION14 w/ UBS·3 w/ the
Cayman
LOCATION5 w/ UBS·10 w/ the
New York State
LOCATION8 w/ UBS·6 w/ the
Federal Reserve
ORGANIZATION10 w/ UBS·3 w/ the
Ghislaine Maxwell
PERSON8 w/ UBS·5 w/ the
the Securities and Exchange Commission
ORGANIZATION9 w/ UBS·3 w/ the
Lehman
ORGANIZATION7 w/ UBS·5 w/ the
Department of Justice
ORGANIZATION8 w/ UBS·4 w/ the
New York
LOCATION6 w/ UBS·6 w/ the
Mohammed bin Salman
PERSON5 w/ UBS·6 w/ the
Cease & Desist
ORGANIZATION8 w/ UBS·3 w/ the
Millennium USA LP
ORGANIZATION4 w/ UBS·6 w/ the
Fannie Mae
ORGANIZATION7 w/ UBS·3 w/ the
JPMorgan Chase
ORGANIZATION3 w/ UBS·7 w/ the
The Ohio Division of Securities
ORGANIZATION7 w/ UBS·3 w/ the
Brought
ORGANIZATION7 w/ UBS·3 w/ the
UBS Fund
ORGANIZATION7 w/ UBS·3 w/ the
Millennium
ORGANIZATION4 w/ UBS·6 w/ the
Marc Rich
PERSON5 w/ UBS·5 w/ the