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resentatives of the underwriter and. together with Citigroup Global Markets Inc.. Credit Suisse Securities (USA) LLC. Deutsche Bank Securities Inc.. UBS Securities LLC, Barclays Capital Inc.. Morgan Stanley & Co. Incorporated and Wells Fargo Securities. LLC. acted as joint book-running managers of the offering. The
nterest of or factors affecting us or any of our shareholders and will not be subject to any different standards imposed by our operating agreement. the Delaware Limited Liability Company Act or under any other law, rule or regulation or in equity. Whenever a potential conflict of interest exists between us and our manager. our manager m
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
ager to review any transactions that require approval under the Advisers Act, including Section 206(3) thereunder, or otherwise. Delaware Act means the Delaware Limited Liability Company Act (6 Del.C. § 18-101 et seq.) as in effect on the date hereof and as amended from time to time, or any successor law. ERISA means the Employee Retire
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
ager to review any transactions that require approval under the Advisers Act, including Section 206(3) thereunder, or otherwise. Delaware Act means the Delaware Limited Liability Company Act (6 Del.C. § 18-101 et seq.) as in effect on the date hereof and as amended from time to time, or any successor law. ERISA means the Employee Retire
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
ager to review any transactions that require approval under the Advisers Act, including Section 206(3) thereunder, or otherwise. Delaware Act means the Delaware Limited Liability Company Act (6 Del.C. § 18-101 et seq.) as in effect on the date hereof and as amended from time to time, or any successor law. ERISA means the Employee Retire
Entities connected to both UBS Securities LLC and the Delaware Limited Liability Company Act

UBS AG
ORGANIZATION
United States
LOCATION
Internal Revenue Service
ORGANIZATION
Federal Reserve
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
New York State
LOCATION
Department of Justice
ORGANIZATION
New York
LOCATIONCease & Desist
ORGANIZATION
Ghislaine Maxwell
PERSONLehman
ORGANIZATIONCayman
LOCATIONBrought
ORGANIZATIONUBS Fund
ORGANIZATION
Fannie Mae
ORGANIZATIONThe Ohio Division of Securities
ORGANIZATIONthe Certificate of Formation
ORGANIZATION
New Hampshire
LOCATION
Marc Rich
PERSONLehman Structured Products
ORGANIZATION