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ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
er covenants that, except as required by applicable law or any regulatory body, it will not divulge, furnish or make accessible to any other person the Confidential Information without the prior written consent of the Manager, which consent may be withheld in its sole discretion. (b) Each Member recognizes that in the eve
2 mentions1 same-page
Page ?Same page
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
er covenants that, except as required by applicable law or any regulatory body, it will not divulge, furnish or make accessible to any other person the Confidential Information without the prior written consent of the Manager, which consent may be withheld in its sole discretion. (b) Each Member recognizes that in the eve
2 mentions1 same-page
Page ?Same page
ty; Consent Judgment Cease & Desist, and Fines in varying amounts currently being paid to all 50 states. UBS Financial Services Inc. (together with UBS Securities LLC) agreed to pay a line of 5150 million (575 million to the NYAG and 575 million allocated to the remaining states). 5. Date of Action: July 16, 200
er covenants that, except as required by applicable law or any regulatory body, it will not divulge, furnish or make accessible to any other person the Confidential Information without the prior written consent of the Manager, which consent may be withheld in its sole discretion. (b) Each Member recognizes that in the eve
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Mutual Connections (137)
Entities connected to both UBS Securities LLC and the Confidential Information
United States
LOCATION10 w/ UBS·16 w/ the
UBS AG
ORGANIZATION14 w/ UBS·3 w/ the
Samantha Power
PERSON5 w/ UBS·10 w/ the
New York
LOCATION6 w/ UBS·8 w/ the
the Securities and Exchange Commission
ORGANIZATION9 w/ UBS·5 w/ the
Cayman
LOCATION5 w/ UBS·8 w/ the
Federal Reserve
ORGANIZATION10 w/ UBS·3 w/ the
Ghislaine Maxwell
PERSON8 w/ UBS·5 w/ the
Department of Justice
ORGANIZATION8 w/ UBS·4 w/ the
the State of New York
LOCATION2 w/ UBS·9 w/ the
New York State
LOCATION8 w/ UBS·3 w/ the
Cease & Desist
ORGANIZATION8 w/ UBS·3 w/ the
Fannie Mae
ORGANIZATION7 w/ UBS·3 w/ the
The Ohio Division of Securities
ORGANIZATION7 w/ UBS·3 w/ the
Jeffrey Epstein
PERSON2 w/ UBS·8 w/ the
Brought
ORGANIZATION7 w/ UBS·3 w/ the
Lehman
ORGANIZATION7 w/ UBS·3 w/ the
Wilmington
LOCATION3 w/ UBS·7 w/ the
UBS Fund
ORGANIZATION7 w/ UBS·3 w/ the
Marc Rich
PERSON5 w/ UBS·4 w/ the