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individual retirement account (-IRA") described in Section 408 of the Code that is not subject to Title I of ERISA, or any pension, profit sharing, Keogh or other retirement employee benefit plan that is not subject to Title I of ERISA but is qualified under Section 40I(a) of the Code, or of an invest
GLOUS143 Henry Nicholas return in respect of such investment, the composition of the ERISA Plan's portfolio, the liquidity and current return of the total portfolio relati
enefit plan subject to the fiduciary provisions of Title I of ERISA with total assets of less than $50 million or an individual retirement account, Keogh plan and/or other plan subject to Section 4975 of the Code that is not subject to the fiduciary provisions of ERISA (or if the Investor is an entit
GLOUS143 Henry Nicholas of 1934; and/or (e) an independent fiduciary that holds, or has under management or control, total assets of at least $50 million (provided that th
er similar agreement that is subject to Section 4975 of the United States Internal Revenue Code of 1986, as amended (the "Code") (such as an IRA or "Keogh" plan) (a "Plan Investor"): K Yes K No (a) If the Investor answered "Yes", to Question 4 above, please indicate what percentage of the Investor
GLOUS143 Henry Nicholas 4. Please indicate whether the Investor is investing the assets of any retirement plan, employee benefit plan or other similar agreement that is sub
nefit plan subject to the fiduciary provisions of Title I of ERISA with total assets of less than $50 million or an individual retirement account, Keogh plan and/or other plan subject to Section 4975 of the Code that is not subject to the fiduciary provisions of ERISA (or if the Investor is an ent
GLDUS143 Henry Nicholas 1 Disclosure Statement Deutsche Bank Securities Inc. (the "Solicitation Agent"), Glendower Access Secondary Opportunities IV GP LLC ("Glendower"
ndividual retirement account ("IRA") described in Section 408 of the Code that is not subject to Title I of ERISA, or any pension, profit sharing, Keogh or other retirement employee benefit plan that is not subject to Title I of ERISA but is qualified under Section 401(a) of the Code, or of an inves
GLDUS143 Henry Nicholas U.S. Securities Exchange Act of 1934. It is not expected that the Access Fund will be required to register the Interests under Section 12(g) or an
Entities connected to both Keogh and Henry Nicholas
Glendower
LOCATIONAccess Fund
ORGANIZATION
United States
LOCATIONiCapital
ORGANIZATIONGlendower Capital
ORGANIZATION
United Kingdom
LOCATION
Department of Labor
ORGANIZATIONCayman
LOCATIONIndividual Plans
ORGANIZATIONAccess Fund Assets
ORGANIZATION
Eric Holder
PERSON
Credit Suisse
ORGANIZATION
U.S. Treasury
ORGANIZATION
Luxembourg
LOCATION
Prince Charles
PERSON
New York
LOCATION
Samantha Power
PERSONthe Offshore Access Fund
ORGANIZATIONSOF IV
ORGANIZATION
European Union
ORGANIZATION