3
Shared Docs
3
Same-Page
3 / 3
Mentions
atty investments in such entity by one or more persons described in clause (1) or (2) abase. Examples of the foregoing include, among other things. 'Keogh' plans, other tax-quaified retirement plans, IRAs, certath other types of employee benefit plans (and accounts) and entities that are deem* to hold
ent (1) above, please initial the following only if such appricabk PublX Company or Covered Non-Public Company:. (a) is currently a client receiving Investment Banking Services crowded by a FINRA member, or has paid compensation to a FINRA member for Investment Banking Services in the past 12 months; (b) expects to retain
uity investments in such entity by one or more persons described in clause (1) or (2) above. Examples of the foregoing include, among other things, 'Keogh' plans, other tax-qualified retirement plans. IRAs, certain other types of employee benefit plans (and accounts) and entities that are deemed to hol
ent (1) above, please initial the following only if such applicable Public Company or Covered Non-Public Company. (a; is currently a client receiving Investment Banking Services provided by a FINRA member, or has paid compensation to a FINRA member for investment Banking Services in the past 12 months. (b) expects to retain
uity investments in such entity by one or more persons described in clause (1) or (2) above. Examples of the foregoing include, among other things, 'Keogh' plans, other tax-qualified retirement plans, IRAs, certain other types of employee benefit plans (and accounts) and entities that are deemed to hol
nt (1) above, please initial the following only if such applicable Public Company or Covered Non-Public Company: (a) is currently a client receiving Investment Banking Services provided by a FINRA member, or has paid compensation to a FINRA member for Investment Banking Services in the past 12 months; (b) expects to retain
Entities connected to both Keogh and Investment Banking Services

George W. Bush
PERSON
Ghislaine Maxwell
PERSONthe State of New York
LOCATION
Samantha Power
PERSONInvestment Company
ORGANIZATIONQuickCard
ORGANIZATION
the U.S. Treasury Department
ORGANIZATIONSubscription Booklet
ORGANIZATIONthe Fund Investment Application
ORGANIZATIONUBS Alternative Investments US
ORGANIZATIONNon-Public Company
ORGANIZATIONthe Memorandum
ORGANIZATIONBranch Managers
ORGANIZATIONForm BD
ORGANIZATIONDelegate
ORGANIZATIONthe National Futures Association
ORGANIZATIONUndersigned
ORGANIZATION
Limited Liability Company
ORGANIZATIONthe Commodity Futures Trading Commission
ORGANIZATIONCollective Investment Account
ORGANIZATION