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efforts to conduct the affairs and operations of the Fund so as to limit investment in the Fund by "benefit plan investors" (within the meaning of Department of Labor regulations as modified by section 3(42) of ERISA) to less than 25% of each class of equity interests in the Fund. Each prospective investor subjec
GL0US140 Lawrence Hirsch Section 6: Summary of Terms and Conditions Glendower Capital Secondary Opportunities Fund IV. LP extended (i) by the Manager for up to three succe
the assets of such general account arc not considered to be plan assets within the meaning of Department of Labor Regulations Section 2510.3-101 or Department of Labor regulations issued pursuant to Section 401(c)( I )(A) of ERISA, or (b) the execution and delivery of this Agreement, and the acquisition and redemp
GLDUS140 Lawrence Hirsch the "IRA owner" of such an individual retirement account), and (b) to the extent the Investor's Interest is being held by a custodian, (x) the Gene
the Code, or (b) is exempt from the prohibited transaction rules of Section 406(a) of ERISA and Section 4975(c)(1XA)—(D) of the Code by virtue of a Department of Labor Prohibited Transaction Class Exemption or some other exemption of such rules; (22) if the Investor is an employee benefit plan subject to the fidu
GLDUS140 Lawrence Hirsch of 1934; and/or (e) an independent fiduciary that holds, or has under management or control, total assets of at least $50 million (provided that th
Entities connected to both Department of Labor and Lawrence Hirsch

Lawrence Krauss
PERSONGlendower
LOCATION
United States
LOCATIONiCapital
ORGANIZATIONGlendower Capital
ORGANIZATIONiCapital Advisors
ORGANIZATIONKeogh
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
United Kingdom
LOCATION
Prince Charles
PERSON
U.S. Treasury
ORGANIZATIONDebevoise & Plimpton LLP
ORGANIZATION
Samantha Power
PERSON
Deutsche Bank
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATION
Credit Suisse
ORGANIZATION
New York
LOCATIONthe SOF Program
ORGANIZATION
Columbia University
LOCATION
Julie K. Brown
PERSON