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CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
ral, Liquidations and Covering Short Positions. In order to engage in margin transactions, Client will be required to maintain such Securities and Other Property in Client's Margin Account(s) for margin purposes as shall be required under Applicable Law or otherwise by DBSI or Pershing for any reason. Client may be required t
2 mentions1 same-page
Page ?Same page
CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
ral, Liquidations and Covering Short Positions. In order to engage in margin transactions, Client will be required to maintain such Securities and Other Property in Client's Margin Account(s) for margin purposes as shall be required under Applicable Law or otherwise by DBSI or Pershing for any reason. Client may be required t
2 mentions1 same-page
Page ?Same page
CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
ral, Liquidations and Covering Short Positions. In order to engage in margin transactions, Client will be required to maintain such Securities and Other Property in Client's Margin Account(s) for margin purposes as shall be required under Applicable Law or otherwise by DBSI or Pershing for any reason. Client may be required t
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2 mentions1 same-page
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CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients; U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
rai, Liquidations and Covering Short Positions, in order to engage in margin transactions. Client will be required to maintain such Securities and Other Property in Client's Margin Account(s) for margin purposes as shall be required under Applicable Law or otherwise by DBSI or Pershing for any reason. Client may be required t
2 mentions1 same-page
Page ?Same page
CLIENT'S STATUS AS A NON-U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING. Important Information for ERISA employee benefit plan clients: U.S. Department of Labor regulations require DBSI to disclose to a responsible plan fiduciary certain information in connection with the services that DBSI provides to a p
ral, Liquidations and Covering Short Positions. In urder to engage in margin transactions. Client will be required to maintain such Securities and Other Property in Client's Margin Account(s) for margin purposes as shall be required under Applicable Law or otherwise by DBSI or Pershing for any reason. Client may be required t
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Mutual Connections (32)
Entities connected to both Department of Labor and Other Property in Client's Margin
United States
LOCATION37 w/ Department·5 w/ Other
Jeffrey Epstein
PERSON28 w/ Department·2 w/ Other
the Securities and Exchange Commission
ORGANIZATION18 w/ Department·5 w/ Other
FDIC
ORGANIZATION12 w/ Department·5 w/ Other
Deutsche Bank Securities Inc.
ORGANIZATION11 w/ Department·5 w/ Other
the State of New York
LOCATION9 w/ Department·5 w/ Other
Federal Reserve
ORGANIZATION9 w/ Department·5 w/ Other
the Internal Revenue Service
ORGANIZATION9 w/ Department·4 w/ Other
Deutsche Bank
ORGANIZATION7 w/ Department·5 w/ Other
Pershing
LOCATION7 w/ Department·5 w/ Other
Customer Inquiries/Customer Complaints
ORGANIZATION6 w/ Department·5 w/ Other
Deutsche Bank Trust Company Americas
ORGANIZATION6 w/ Department·5 w/ Other
Securities Investor Protection Corporation
ORGANIZATION6 w/ Department·5 w/ Other
Pershing LLC
ORGANIZATION6 w/ Department·5 w/ Other
Adobe Reader
ORGANIZATION6 w/ Department·5 w/ Other
the U.S. Tax Equity
ORGANIZATION6 w/ Department·5 w/ Other
Foreign Securities which Client
ORGANIZATION6 w/ Department·5 w/ Other
the Margin Account
ORGANIZATION6 w/ Department·5 w/ Other
the Pre-Dispute Arbitration Clause
ORGANIZATION6 w/ Department·5 w/ Other
Partner, Trustee
ORGANIZATION6 w/ Department·5 w/ Other